Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 61 - 70 of 101 results for "Financial Regulators"

Australian system needs "substantial reassessment": SEC veteran

ALEX BURKE  |  TUESDAY, 19 APR 2016
... ASIC already has the resources to prosecute misconduct, saying: "I think in the US securities regulators and financial regulators tend to be very focused on violations. Does certain conduct constitute a violation of existing law? Whereas you may need ...

Trio Capital compensation complete

KERRIE SYDEE  |  FRIDAY, 1 APR 2016
... investors, which would call for compensation to be paid. "The Government considered the action taken by the financial regulators, ASIC and APRA, and is satisfied that in relation to the collapse of Trio, both regulators carried out their roles and responsibilities ...

SMSFs welcome no dumping of LRBAs

DARREN SNYDER  |  SUNDAY, 8 NOV 2015
... executive Andrea Slattery said. "The government does recommend the monitoring of LRBAs by the Council of Financial Regulators and the ATO to review any risks associated with LRBAs, and to report back in three years. This is a similar recommendation to ...

Financial System Inquiry response cut-out-and-keep guide

MARK SMITH  |  TUESDAY, 20 OCT 2015
... regulatory framework needs to be stronger than those of comparable economies." Key measures: By mid-2016: Ensure financial regulators have the tools they need to manage any future financial crisis. By end-2016: APRA to take additional steps to ensure ...

ASIC to be handed greater powers

MARK SMITH  |  TUESDAY, 20 OCT 2015
... a three year funding model for ASIC and APRA and the operational flexibility and staffing arrangements of financial regulators. It also said it will review ASIC's enforcement regime to ensure it provides a credible deterrent for poor behaviour and breaches ...

ASX records $400m profit

DARREN SNYDER  |  THURSDAY, 20 AUG 2015
... per annum to its clients based on 2015 financial year volumes. The ASX said the outcome from a Council of Financial Regulators review of cash equities clearing was expected soon and that post Global Financial Crisis (GFC) regulatory settings were largely ...

Government to review ASIC

ALEX BURKE  |  FRIDAY, 24 JUL 2015
... come about as a response to the Financial System Inquiry recommendation for periodic reviews of Australia's financial regulators. "Findings of the capability review will also provide information to assist the Government's consideration of the Murray ...

Climate change to impact financial systems

ALEX BURKE  |  MONDAY, 13 JUL 2015
... threatens the stability of our financial system. This risk deserves closer examination by our policy makers and financial regulators. "The question is whether the entire financial system can adapt in an orderly way to climate change and related shifts ...

Treasury examining ASX monopoly

ALEX BURKE  |  MONDAY, 1 JUN 2015
... high-frequency traders but exchange operators like Chi-X argue that it's stifling innovation. "The Council of Financial Regulators will shortly provide the Government with its recommendations on competition in equities clearing... We will be considering ...

NAB appoints new chair

ALEX BURKE  |  THURSDAY, 7 MAY 2015
... Commonwealth Treasury and sat on the RBA board. He has also held (or currently holds) positions at the Council of Financial Regulators, Trans-Tasman Banking Council and the ASX. Speaking of his successor, Chaney said: "Ken has an unequalled understanding ...