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Showing 61 - 70 of 74 results for "Commissioner John Price"

Adviser jailed for two years over $1.5M fraud

LAURA MILLAN  |  MONDAY, 24 NOV 2014
... Michael King was made eligible for parole, but the Australian Securities and Investments Commission (ASIC) commissioner John Price said that "jail sentence shows that the court views misconduct by financial advisers very seriously." In September 2014 ...

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now must deal with the consequences of his behaviour." "ASIC does ...

ASIC pays commissioners $2.9m in 2014

LAURA MILLAN  |  THURSDAY, 30 OCT 2014
... and the lowest was $491,790. ASIC top officials are chairman Greg Medcraft, deputy chairman Peter Kell, commissioner John Price, commissioner Greg Tanzer and commissioner Cathy Armour. A total of 33 ASIC senior executives received a combined salary of ...

Accountant pays $10,000 fine for $100,000 fraud

LAURA MILLAN  |  FRIDAY, 3 OCT 2014
... Australian Securities and Investments Commissions (ASIC) brought the matter to the Perth District Court and Commissioner John Price said: "ASIC will ensure company directors who act fraudulently and seek to benefit personally are brought to account." ...

Trio-linked fund manager jailed for 25 months

JAMES FERNYHOUGH  |  MONDAY, 30 JUN 2014
... months in jail before being eligible for parole. Australian Securities and Investments Commission (ASIC) Commissioner John Price said, "Mr Maher's conduct fell below an acceptable standard. "Gatekeepers, like directors, company officers, auditors, investment ...

ASIC asks FSI for more flexible toolkit

MARK SMITH  |  WEDNESDAY, 4 JUN 2014
... increase its scope to address market problems. Giving a speech at the Corporate Governance Forum, ASIC commissioner John Price said the financial services landscape had changed significantly since the 1997 Wallis Inquiry. Markets have become more integrated ...

ASIC warns of complacency over confidential information

MARK SMITH  |  TUESDAY, 27 MAY 2014
... robust industry standards, ensures retail investors can be confident in the integrity of the market," ASIC Commissioner John Price said. "However, it's important for companies not to become complacent. They should address any perception - real or otherwise ...

ASIC sets its sights on hybrid securities

MARK SMITH  |  THURSDAY, 6 FEB 2014
... in practice. "ASIC is committed to addressing the concerns that these complex products present," ASIC commissioner John Price said. "Investor education is critical in this work. Investors must think hard about whether hybrids are suitable for them, weigh ...

Costs of new SMSF regulation expected to be "minimal"

LAURA MILLAN  |  MONDAY, 11 NOV 2013
... and because it means industry is able to implement the proposals with minimal cost and disruption," ASIC commissioner John Price said during a speech at the Institute of Public Accountants (IPA) National Congress. Price said that the consultation process ...

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
... that ASIC will hold gatekeepers to account where their conduct falls below the required standard," ASIC commissioner John Price said. "Directors, company officers, auditors, investment advisers, and financial planners play a key role in ensuring that ...