Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 51 - 60 of 74 results for "Commissioner John Price"

Third SMSF auditor banned

DARREN SNYDER  |  THURSDAY, 3 DEC 2015
... June 2013 and 2014 when he was not a registered company auditor under the Corporations Act 2001. ASIC Commissioner John Price said auditors are important gatekeepers who play a crucial role in the SMSF sector. "SMSF auditors must maintain high standards ...

ASIC bans another SMSF auditor

ALEX BURKE  |  WEDNESDAY, 2 DEC 2015
... their role adequately and meet professional standards to promote confidence in the SMSF sector," said ASIC commissioner John Price. He added, "Compliance with the independence requirements is fundamental in fostering this confidence. ASIC will continue ...

SMSF auditor disqualified

MARK SMITH  |  MONDAY, 30 NOV 2015
... application with the Administrative Appeals Tribunal for a review of ASIC's disqualification decision. ASIC Commissioner John Price said as the SMSF sector continues to grow in popularity with Australian investors it is critical that approved SMSF auditors ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
... a financial adviser engages in dishonest conduct, ASIC will remove them from the industry," said ASIC commissioner John Price.

No industry is immune from poor culture risk: ASIC

STAFF WRITER  |  TUESDAY, 22 SEP 2015
... from the risk of cultivating a poor culture, the Australian Securities and Investments Commission (ASIC) commissioner John Price said. Speaking at the 2015 Customer Owned Banking Convention in Darwin, Price told the audience that "consumer trust and ...

ASIC issues digital disclosure guidance

ALEX DUNNIN  |  TUESDAY, 28 JUL 2015
... communication styles such as those incorporating interactive multi-media, said ASIC in a statement. ASIC Commissioner John Price said, "This can boost consumer understanding of financial services and products." "The measures announced today respond to ...

ASIC bans auditor and adviser

ALEX BURKE  |  WEDNESDAY, 15 JUL 2015
... Australian investors, it is critical that approved SMSF auditors perform their role adequately," said ASIC commissioner John Price. "ASIC will continue to work with the ATO in acting to identify and remove auditors whose audit quality performance falls ...

ASIC bans convicted fraud "mastermind"

ALEX BURKE  |  FRIDAY, 22 MAY 2015
... serious fraud in the UK was motivated by greed and demonstrates a clear lack of integrity," said ASIC commissioner John Price. "ASIC's ban protects Australian consumers. It will prevent him from ever working in financial services in Australia again." ...

ASIC bans former Patersons adviser for life

ALEX BURKE  |  FRIDAY, 13 MAR 2015
... operations. "This is an example of ASIC cracking down on inappropriate behaviour by financial advisers," ASIC commissioner John Price said. "ASIC will act to remove those financial advisers from the industry who engage in dishonest conduct." According ...

ASIC stops Bitcoin miner discussing IPO

ALEX BURKE  |  MONDAY, 16 FEB 2015
... who will not have the benefit of all material information that would be included in a prospectus," ASIC commissioner John Price said. "ASIC expects companies to be fully aware of their obligations regarding advertising or publicity that occurs before ...