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Showing 21 - 30 of 74 results for "Commissioner John Price"

ASIC tightens grip on ICO issuers

KANIKA SOOD | WEDNESDAY, 2 MAY 2018

... deceptive statements about the product. This is going to be a key focus for us as this sector develops," ASIC commissioner John Price said. This probing is on top of ASIC's existing focus on potentially unlicensed conduct by ICOs. ASIC has already identified ...

ASIC disqualifies two SMSF auditors

ALEX BURKE | TUESDAY, 10 APR 2018

... in the SMSF sector so it is crucial that they adhere to ethical standards and other requirements," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate," he said. Last month, ASIC disqualified ...

ASIC co-deputy chair named

KARREN VERGARA | THURSDAY, 29 MAR 2018

... the chair of non-profit organisation Artists for Kids Culture. The minister recently announced Kell and commissioner John Price will remain in their roles for one and two years respectively. O'Dwyer added an additional deputy will also give the corporate ...

Government reappoints ASIC executives, creates new role

KANIKA SOOD | MONDAY, 19 MAR 2018

... Federal Minister for Revenue and Financial Services Kelly O'Dwyer said ASIC deputy chair Peter Kell and commissioner John Price will remain at ASIC for one and two years, respectively. The reappointments come ahead of expected regulatory changes, O'Dwyer ...

Convicted SMSF auditor disqualified

KANIKA SOOD | MONDAY, 19 MAR 2018

... Melbourne-based auditor's disqualification order was passed on 30 January and came into effect on 6 February. ASIC Commissioner John Price said: "SMSF auditors play a fundamental role in promoting confidence in the SMSF sector. ASIC will continue to ...

Conflicted SMSF auditor disqualified

JAMIE WILLIAMSON | WEDNESDAY, 28 FEB 2018

... confidence in the SMSF sector, so it is crucial that they adhere to ethical and professional standards," ASIC commissioner John Price said. "ASIC will continue to take action where the conduct of SMSF auditors is inadequate." Yesterday ASIC also applied ...

HLB Mann Judd revises AFSL

JAMIE WILLIAMSON | THURSDAY, 18 JAN 2018

... will continue to monitor licensees and, where necessary, take licensing and enforcement actions," ASIC commissioner John Price said.

Treasury rolls out ASIC industry funding fee paper

ALEX BURKE | FRIDAY, 24 NOV 2017

... Government's plan to improve consumer outcomes in the financial services sector," O'Dwyer added. ASIC commissioner John Price welcomed the consultation paper, saying: "The current fees for these activities do not reflect their actual cost and the Government ...

Former adviser cops 10-year imprisonment

KARREN VERGARA | WEDNESDAY, 15 NOV 2017

... a result of losing all his superannuation he now suffers from depression and other health issues. ASIC commissioner John Price said the outcome should serve as a warning to company directors and financial advisers who breach community standards - the ...

ASIC sets sights on IPO investment

EMMA RAPAPORT | FRIDAY, 1 SEP 2017

... considered by issuers and their advisers to produce more effective disclosure for retail investors," ASIC commissioner John Price said. "The project's findings allow us to have an understanding of the current factors and types of information that investors ...

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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