Search Results | Showing 61 - 70 of 1674 results for "Breach" |
| | | APRA has lifted Westpac's remaining $500 million capital add-on after the bank completed its multi-year risk transformation program spurred by several breaches and misconduct. APRA slapped the first $500 million capital add-on in July 2019 as a ... |
| | | | Responsible entities (REs) of managed funds lack robust risk management practices when it comes to the cyber and security risks relating to services they offshore, according to ASIC. A review of 30 REs found that more than half or 17 rely on offshore ... |
| | | | ASIC has cancelled CPG Research & Advisory's AFSL, which is linked to the now-defunct Linchpin Capital, effective October 7. The cancellation comes after CPG ceased to carry on a financial services business and failed to pay industry funding levies ... |
| | | | Retail and financial adviser-led investors, who demand exposures to hedge funds, continue to face substantial hurdles and receive lower returns from similar strategies, according to Morningstar. Retail investors see that hedge funds can truly diversify ... |
| | | | Financial advisers are moving to automate many business processes, but investment automation remains limited as they look to maintain control over decision-making. The AdviceTech 2025 Turning Data Into Growth report, based on over 300 financial advice ... |
| | | | ... administrators in September 2024, BDO found that Keystone failed to maintain proper records resulting in the lodgement of breach reports with ASIC. ASIC commissioner Kate O'Rourke said auditor independence underpins stakeholder trust and confidence ... |
| | | | The regulator has written to platform trustees in the wake of the First Guardian and Shield Master Fund collapses, alerting them to the need to strengthen their investment governance processes. In its letter, it shared initial findings from the thematic ... |
| | | | ASIC has launched proceedings in the Supreme Court of NSW against Fiducian Investment Management, alleging it breached its duties as a responsible entity and engaged in misleading and deceptive conduct about its environmental, social and governance ... |
| | | | ... careful liquidity management," it said. The review also highlighted the April cyber attacks which saw criminals attempt to breach the systems of several super funds, and although most attacks were repelled, AustralianSuper saw 600 member accounts accessed ... |
| | | | The government is inviting industry feedback on its proposed legislation to develop a fit-for-purpose digital asset regime to better regulate platforms that hold digital assets. The draft legislation introduces two new financial products within the ... |
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