Search Results | Showing 41 - 50 of 1678 results for "Breach" |
| | | ... Hostplus continued to splurge on sponsorship deals. Cybercriminals attack major super funds Cybercriminals attempted to breach the systems of several superannuation funds in April, although most attacks were repelled, thousands were affected. Later that ... |
| | | | The Federal Court has ordered licensee RM Capital to pay a $575,000 penalty and its authorised representative SMSF Club to pay $350,000 over conflicted remuneration breaches. The penalties follow ASIC succeeding in its case against RM Capital in 2024 ... |
| | | | There was no shortage of news impacting the financial advice community this year, with advisers bearing the brunt of negative sentiment in the wake of First Guardian and Shield collapses. But there were some bright spots throughout the year, including ... |
| | | | After holding a roundtable discussion yesterday, Minister for Financial Services Daniel Mulino says all consumer-facing sub-sectors within the financial services sector, and all 23 retail-facing sub-sectors will foot the $47.3 million CSLR special levy. ... |
| | | | ... additional 41 are in the process of lodging a financial report. It also contacted companies that had received an auditor breach for non-lodgement of financial reports. ASIC commissioner Kate O'Rourke said: "ASIC is concerned by the substantial number ... |
| | | | AMP has settled a class action brought by Shine Lawyers in 2020, which claimed the firm's financial advisers breached their fiduciary and statutory duties to an estimated 100,000 clients. The AMP commissions and insurance class action was commenced ... |
| | | | ... ceased, ASIC said. FFA failed to apply to ASIC to vary its AFSL within five days as required, and it was unaware of the breach until ASIC made enquires of the licensee. As a result, FFA provided financial services for more than two years without a key ... |
| | | | ASIC said that a husband and wife who misappropriated investor funds from their property development scheme operating under ALAMMC Group are guilty of contempt for allegedly, among other things, transferring more than $500,000 from their frozen accounts. ... |
| | | | ... year along with six other SMSF auditors for a range of concerns including breaches of auditing and assurance standards, breach of independence requirements, continuing professional development obligations, or for not being a fit and proper person to ... |
| | | | Clime Investment Management is shuttering two funds, one of which is under an ASIC investigation, and will offload its retail client book for $1.65 million to an undisclosed financial advice practice. At the annual general meeting last week, Clime chair ... |
|