Search Results | Showing 771 - 780 of 937 results for "Compensation" |
| | | ... their losses from Fincorp Investments, after the Federal Court of Australia authorised the release of details of the compensation scheme. A proposed multi-million dollar settlement that will include holders of unsecured debt has been negotiated between ... |
| | | | ... flaws in the production of statement of advice. Tony D'Aloisio, ASIC chairman, said the EU should allow for quick compensation for any UBS WMA clients who suffered any losses while giving UBS WMA a timeframe to rectify its advice business. "It sends ... |
| | | | ... inform clients about their IDR processes, explain how to make a complaint, promptly assess the complaint and pay compensation," said ASIC. Advisers who are found to have provided inappropriate advice may also be banned. Greg Miller, general manager of ... |
| | | | ... making statements or forecasts that were misleading, false or deceptive. CFP has already established a major client compensation program, calculating the alternative investment positions clients would currently hold if they had received appropriate advice ... |
| | | | ... rather than by efforts to beat the market. "Demonstrating value for advisers will become increasingly important as the compensation structure evolves from a transaction-based [commission] system to a fee-based, asset management framework," said Kinniry. ... |
| | | | ... $200,000 if the adviser is found guilty of reckless behaviour. The new law would also open the door for court-awarded compensation to be paid from the adviser to the client, a resolution that is currently not available to the public. If the new legislation ... |
| | | | ... (ASIC) has reached a settlement agreement, handing investors in the Westpoint Group an additional $67.45 million in compensation. The latest stage of the litigation process was carried out on behalf of the Westpoint Group of companies against some of ... |
| | | | ... worth $141,800. Bucello will serve a minimum of two and a half years in prison and ordered to repay $1,207,537 in compensation to the investors. Australian Securities and Investments Commission (ASIC) found that Bucello received over $2.5 million in ... |
| | | | ... agents, according to an AIG statement. For example, the agreement specifies that the new owner maintain existing compensation and benefits package for employees and retain the existing organisational and commission structure. Ruen Chen has also expressed ... |
| | | | ... and were then used by brokers to promote the stock to the firm's clients," said Moulis. The class action is seeking compensation for share trading losses, legal costs and interest resulting from the alleged actions. Bell Potter Securities declined to ... |
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