Search Results | Showing 731 - 740 of 900 results for "Compensation" |
| | | ... contribution cap rules with no ability to amend mistakes are causing financial planners to be caught by a new surge of compensation claims, industry leaders have said. Dante de Gori, general manager of policy and government relations for the Financial ... |
| | | | ... Japanese government is considering injecting public funds into TEPCO as it faces mounting damage costs and possible compensation payments, but not to the level of nationalising it. WELLINGTON - The New Zealand share market closed higher on Friday. The ... |
| | | | ... equity analyst. In his previous role as director of investment management at WorkCover NSW, Kwan managed the Workers Compensation Insurance Fund equity portfolio. He has also held senior positions in equity analysis, portfolio management, investment ... |
| | | | ... their losses from Fincorp Investments, after the Federal Court of Australia authorised the release of details of the compensation scheme. A proposed multi-million dollar settlement that will include holders of unsecured debt has been negotiated between ... |
| | | | ... flaws in the production of statement of advice. Tony D'Aloisio, ASIC chairman, said the EU should allow for quick compensation for any UBS WMA clients who suffered any losses while giving UBS WMA a timeframe to rectify its advice business. "It sends ... |
| | | | ... inform clients about their IDR processes, explain how to make a complaint, promptly assess the complaint and pay compensation," said ASIC. Advisers who are found to have provided inappropriate advice may also be banned. Greg Miller, general manager of ... |
| | | | ... making statements or forecasts that were misleading, false or deceptive. CFP has already established a major client compensation program, calculating the alternative investment positions clients would currently hold if they had received appropriate advice ... |
| | | | ... rather than by efforts to beat the market. "Demonstrating value for advisers will become increasingly important as the compensation structure evolves from a transaction-based [commission] system to a fee-based, asset management framework," said Kinniry. ... |
| | | | ... $200,000 if the adviser is found guilty of reckless behaviour. The new law would also open the door for court-awarded compensation to be paid from the adviser to the client, a resolution that is currently not available to the public. If the new legislation ... |
| | | | ... (ASIC) has reached a settlement agreement, handing investors in the Westpoint Group an additional $67.45 million in compensation. The latest stage of the litigation process was carried out on behalf of the Westpoint Group of companies against some of ... |
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