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Showing 771 - 780 of 2038 results for "Application"

Hayne admonishes ASIC

KARREN VERGARA  |  FRIDAY, 28 SEP 2018
... Worryingly, ASIC also has a preference for "easily won cases" - and does not do enough to resolve grey areas in the application of the law. ASIC defended itself by saying its approach to enforcement was due to its limited resources. "Of course ASIC ...

ASIC outlines code monitoring expectations

JAMIE WILLIAMSON  |  FRIDAY, 28 SEP 2018
... criteria ASIC will use in determining whether to approve a compliance scheme, as well as how to apply for approval. The application process will comprise three stages: registering interest with ASIC; submitting a draft application; and the submission ...

DomaCom concludes Federal Court action

KARREN VERGARA  |  TUESDAY, 25 SEP 2018
... Office had until 7 September 2018 to appeal the High Court's decision. "Our lawyers have advised no such appeal or application for an extension of time has been filed," DomaCom said in a statement. Other orders issued by the Federal Court included a ...

Former Macquarie advisers banned

JAMIE WILLIAMSON  |  WEDNESDAY, 19 SEP 2018
Two former Macquarie financial advisers received ASIC bans for dishonest conduct, including deliberate attempts to mislead the institution's compliance team. Mark Alexander Landau and Marcus Roderick Campbell have both been banned from providing financial ...

Open APIs old news: Midwinter

HARRISON WORLEY  |  TUESDAY, 18 SEP 2018
... to a Midwinter executive. Midwinter chief technology officer and executive director Andrew McClelland believes open application programming interfaces (APIs) are now a pre-requisite for fintechs, asserting those who don't support third party integrations ...

UK adviser competency to be re-evaluated

JAMIE WILLIAMSON  |  THURSDAY, 6 SEP 2018
... Planning. The objective of the re-evaluation is to identify areas of strength and weakness in technical knowledge and its application that underpins suitable financial advice, the FCA said. While it is not mandatory, the FCA is encouraging all advice ...

Drought-hit farmers turn to advice

KANIKA SOOD  |  MONDAY, 3 SEP 2018
This July was the driest in Australia for 16 years. Almost 100% of New South Wales and 57% of Queensland is in drought and financial advisers are dealing first-hand with the impact. The numbers are startling yet they don't come close to measuring ...

Future Fund delivers 9.3%, increases risk moderately

KANIKA SOOD  |  WEDNESDAY, 29 AUG 2018
... Neal said. He said private equity is an area where the fund sees opportunity to generate additional returns through application of skills. He denies investment opportunities in private equity were any harder to find than in other private markets, even ...

MetLife partners with industry fund for digital tool

HARRISON WORLEY  |  TUESDAY, 28 AUG 2018
... an instant update at any stage of the claims process," D'Alessandro said. "We are hoping that by streamlining the application process we are able to take a little bit of the stress out of the situation for those at a time when they most need it most." ...

Industry fund recognised for data security expertise

DARREN SNYDER  |  TUESDAY, 28 AUG 2018
... provided by VLRS. The state will also retain ownership of essential land services and divisions, including: Subdivisions, Application and Survey; Valuer-General Victoria; Land Information and Spatial Services; Government Land Advice and Co-ordination ...