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Showing 751 - 760 of 2267 results for "Systems"

Dealer groups slam FPA policy

ELIZABETH MCARTHUR  |  THURSDAY, 4 JUN 2020
... understanding," the letter said. "Again, costs in relation to compliance with the Corporations Act are not discretionary. The scale, systems & processes, and risk management focus of the AFSL provides an efficient way to deal with the in-built cost of ...

38 staff punished over AUSTRAC scandal: Westpac

ELIZA BAVIN  |  THURSDAY, 4 JUN 2020
... investigations into the AUSTRAC scandal. In a statement, the bank confirmed it should have recognised the faults in its systems earlier. "The report noted that, with the benefit of hindsight, and noting the boards escalating focus in the area, directors ...

Magellan to use BasisCode for trading compliance

KANIKA SOOD  |  TUESDAY, 2 JUN 2020
... an innovative and proprietary detection engine that can be seamlessly integrated into a firm's trading monitoring systems," the company said, adding it's the first product of its kind. "We are pleased that we were able to demonstrate that the BasisCode ...

Sargon liquidators want to dig deeper

KANIKA SOOD  |  FRIDAY, 29 MAY 2020
... been pursued in the courts and is contingent on further funding. The liquidator says it examined Sargon's accounting systems and found that it had interest payments of $3.9 million due to Taiping as at early January 2020. But it did not have enough ...

COVID-19 poses unique human rights threats

ELIZABETH MCARTHUR  |  THURSDAY, 28 MAY 2020
... masks," Zandbergen said. "In Moscow, Russian authorities are reportedly using surveillance cameras, facial recognition systems and geolocation to enforce its quarantine regime and track infected individuals and their family members." On top of that ...

Wealth platform appoints technology lead

ALLY SELBY  |  WEDNESDAY, 27 MAY 2020
... accomplished application architect and development manager with experience managing and implementing several mission critical systems development projects," she said. "He has over 20 years' experience in technology roles across a variety of industries ...

Outsourced trading set to boom

ALLY SELBY  |  MONDAY, 25 MAY 2020
... funds would need to make; there's not only the people, the execution and operational staff, but there's also the systems environment and other cost considerations such as the costs associated with compliance, risk, legal documentation, regulation ...

Chief economist update: Hong Kong is ours

BENJAMIN ONG  |  MONDAY, 25 MAY 2020
... President Trump used when he raised tariffs on steel and aluminium in March 2018). To wit: "We will establish sound legal systems and enforcement mechanisms for safeguarding national security in the two special administrative regions, and see that the ...

Count Financial makes growth-focused hire

ALLY SELBY  |  FRIDAY, 22 MAY 2020
... industry," he said. "There are quality advisers out there who are looking for a licensee that has a long-term vision, and the systems in place to achieve it. "Chris's appointment will help us deliver on this strategy." Burton has spent the last four ...

Chief economist update: Australia needs China more than it needs us

BENJAMIN ONG  |  FRIDAY, 22 MAY 2020
... one. As a matter of fact, royal inquiries into anything that trouble the country's economic, political and financial systems - the Hayne Royal Commission of late (which dealt with the shenanigans of banks, superannuation and financial services industry ...