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Showing 711 - 720 of 2871 results for "Advisory"

QIC adds to multi-sector private debt team

ELIZABETH FRY  |  WEDNESDAY, 21 SEP 2022
... finance, corporate and institutional banking, private credit, mergers and acquisition transaction services, corporate advisory, and restructuring. He joins from Westpac Institutional Bank, where he worked in leveraged and acquisition finance for more ...

Former financial adviser pleads guilty

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... was a financial adviser under his own company, John Wertheimer & Associates Pty Ltd, before appointing Picture Wealth Advisory Pty Ltd to service a group of clients. ASIC said in May 2020 he made 48 unauthorised transactions on the Netwealth trading ...

Jameson Capital, TTB Real Estate partner

CASSANDRA BALDINI  |  TUESDAY, 20 SEP 2022
... Teresa Teague, and Chris Scoular and is based in both Hong Kong and London. It specialises in providing M&A and corporate advisory services and holds a portfolio of strategic investments across fintech, digital assets and real estate sectors. Bond commented ...

Dixon Advisory pays $7m for poor advice

JAMIE WILLIAMSON  |  TUESDAY, 20 SEP 2022
Dixon Advisory will pay $7.2 million for providing inappropriate advice and not meeting client best interests obligations. The Federal Court found that six Dixon Advisory representatives did not act in the best interests of eight clients on 53 occasions. ...

American Century appoints local distribution heads

CHLOE WALKER  |  MONDAY, 19 SEP 2022
... State Street Global Advisors. Meanwhile, Michelle Kidd, who has been vice president of American Century's Institutional Advisory Group since 2018, has been appointed to head of Australian and New Zealand institutional business. Kidd has 15 years' experience ...

AFA award finalists named

CHLOE WALKER  |  TUESDAY, 13 SEP 2022
... profession, their community and their clients. The finalists are Amie Baker from Rekab Advice, Kathy Havers from Viridian Advisory, Morgan Hayward from Yield Financial Advisory, Madeline Jacovides from Mazi Wealth, Kathryn McDonald from Boutique Advisers ...

JANA announces Sustainability Advisory Council

CASSANDRA BALDINI  |  MONDAY, 12 SEP 2022
JANA has launched a new independent advisory council that will provide guidance on sustainable investing. The JANA Sustainability Advisory Council (JSAC) aims to enhance client capabilities and broaden impact investment opportunities, with a long-term ...

ASIC bans Sterling & Freeman director

ANDREW MCKEAN  |  WEDNESDAY, 7 SEP 2022
ASIC has banned Wayne Christopher Saman, the sole director of Sterling & Freeman Advisory for a period of five years. Saman was banned because an ASIC surveillance found he was involved in Sterling & Freeman's contravention of financial laws. Sterling ...

Insignia appoints product, insurance heads

ANDREW MCKEAN  |  FRIDAY, 2 SEP 2022
... engagement teams and executing insurance engagements for superannuation funds and insurer clients. This includes performing advisory roles to senior executives, boards and sub-committees on various engagements including SFTs, insurance tenders, triennial ...

Insignia Financial profits jump 59% to $234.5m

CASSANDRA BALDINI  |  THURSDAY, 25 AUG 2022
... mandates. In the personal segment, there are $31 billion of superannuation savings across more than 475,000 members. In the advisory segment, it has $104 billion of superannuation and investment funds across 480,000 clients. Over the year the group saw ...