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Showing 681 - 690 of 2809 results for "Advisory"

SEC fines UBS Financial Services over fraud charges

JAMIE WILLIAMSON  |  THURSDAY, 30 JUN 2022
... many of them, along with their financial advisors, expressed surprise and closed their YES accounts," the SEC said. "Advisory firms are obligated to implement appropriate policies and procedures to ensure all parties involved in the sale of complex financial ...

Citi names new head of equity capital markets

CASSANDRA BALDINI  |  TUESDAY, 28 JUN 2022
... Woolworths of Endeavour Group. Jahrling will continue to report locally into Citi's head of banking, capital markets and advisory Alex Cartel, the business sector encompasses all of Citi's corporate advisory, capital markets and lending business ...

State Super welcomes new board director

JAMIE WILLIAMSON  |  TUESDAY, 28 JUN 2022
... than 30 years' experience in financial services. She is currently managing director of See Y, a commercial and financial advisory consultancy she founded. Prior to that, she was general manager of Westpac's commercial bank. She also served as general ...

ESR completes first phase of logistics park

CHLOE WALKER  |  MONDAY, 27 JUN 2022
... economic, environmental and social contributions that are at the core project," he said. Jones Lang Lasalle head of equity advisory, capital markets Ken Sakuramoto added that the completion of phase 1 of the ESR Yokohama Sachiura Logistics Park has taken ...

Sue Brake to leave Future Fund

JAMIE WILLIAMSON  |  TUESDAY, 21 JUN 2022
... Future Fund." "We wish Sue all the very best for the future." Prior to joining Future Fund, Brake was head of strategic advisory and a senior investment consultant at Willis Towers Watson and, before that, was a senior investment strategist at NZ Super ...

Findex Group acquires firm

CASSANDRA BALDINI  |  MONDAY, 20 JUN 2022
... trades under Atticus Business Accountants and Basecamp Bookkeeping in Toowoomba. Findex is a privately-owned financial advisory and accounting service currently employing 2700 staff across Australia and New Zealand. It services a client base of over ...

Ausbil adds to sales capabilities

CHLOE WALKER  |  FRIDAY, 17 JUN 2022
... experience in financial services. Prior to Magellan, she was a practice manager and co-owner of a boutique financial advisory practice for over a decade and has previously held marketing and distribution roles at Perpetual, Fidelity and Perennial. "We ...

Ord Minnett announces Perth office launch

CASSANDRA BALDINI  |  FRIDAY, 17 JUN 2022
... state," he said. Ord Minnett chair Warwick Smith said he had extensive business interest in the state. "Being chair of the advisory board of Australian capital equity, with interests in Seven Group Holdings, Seven West Media, Coates Hire and WesTrac," ...

Carbon transition and MBFID: Is it possible to meet both?

JAMIE WILLIAMSON  |  THURSDAY, 16 JUN 2022
... part of the design of making sure all the parties are getting to the point they need to get to." Panel moderator, Seven Advisory founder Mary Delahunty then asked the audience if they felt this would require a change in the members' best financial interests ...

Franklin Templeton new APAC co-heads

CASSANDRA BALDINI  |  THURSDAY, 16 JUN 2022
... Templeton in July, after 16 years at the firm. Harrison and Ahmad will report to executive vice president and head of global advisory Adam Spector. Spector said the Asia Pacific region is critical to Franklin Templeton's growth strategy. "Both Tariq ...