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Showing 51 - 57 of 57 results for "market integrity rules"

ASIC commissioner new chief of FOS

ELISE BURGESS  |  TUESDAY, 2 AUG 2011
... August 2010, and now, competition in equity markets, where Shane led industry engagement, production of the Market Integrity Rules and development of the wider supervision framework," said Medcraft. Belinda Gibson, ASIC's deputy chairman, will take on ...

ASIC warns it will act on rogue ETF pricing

ALISON BEVEGE  |  WEDNESDAY, 13 JUL 2011
... were for potential insider trading followed by six for market manipulation, 10 for possible breaches of market integrity rules, and two for continuous disclosure obligations. The regulatory body took pre-emptive action to prevent potential misconduct ...

ASIC draft moves FEX closer to reality

ELISE BURGESS  |  FRIDAY, 13 MAY 2011
... commodity, energy and environmental asset classes. Yesterday ASIC released a consultation paper proposing new market integrity rules that apply to FEX should they receive approval for an Australian market licence, which outlined the proposed FEX market ...

Government applauds ASIC trading rules

MATT WOODINGTON  |  MONDAY, 2 MAY 2011
The Government has given its approval to ASIC's new draft of market integrity rules for equity exchange markets, which includes greater scrutiny on dark pool trading. ASIC has produced a framework of rules in anticipation of new market traders being ...

Let the games begin

MICHELLE BALTAZAR  |  THURSDAY, 3 MAR 2011
... market competition, which will allow Chi-X Australia to compete head to head with the ASX, and said the new market integrity rules (MIRs) should be in place by next month. The timetable highlighted today's release of the draft MIRS, specifically for ...

Fundies face tough ASIC scrutiny

RUTH LIEW  |  FRIDAY, 5 NOV 2010
... signalled that it intended to set "maximum penalties which can be imposed" for contravention of the proposed market integrity rules. "ASIC appreciates market participants will need time to adapt to the new environment," said ASIC commissioner, Shane ...

ASX power handover to ASIC heralds new trading rules

PRESS RELEASES  |  FRIDAY, 9 JUL 2010
... start supervising the ASX from August this year. Bowen said he has given in-principle consent to ASIC's market integrity rules and the changes to the operating rules of the ASX Group. Formal approval will be granted once the Corporations Amendment (Financial ...
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