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Showing 681 - 690 of 2883 results for "Standards"

De Gori to leave FPA

JAMIE WILLIAMSON  |  MONDAY, 26 JUL 2021
... Royal Commission and subsequent regulatory reforms, increasing costs to operate and implementation of minimum education standards. Most recently De Gori spoke out against a further increase to the ASIC funding levy, something that has increased more ...

Pendal open to more acquisitions

KANIKA SOOD  |  FRIDAY, 23 JUL 2021
... you have to very much view M&A as a 'tool', rather than an 'outcome'. And you have to have very high standards for what you are pursuing because the integration is always more complex and more costly than you expect it to be." He said ...

SMSFA adds to board

ANNABELLE DICKSON  |  WEDNESDAY, 21 JUL 2021
... this role is to assist building consumer trust in the advice process and supporting advisers in raising professional standards, a role that makes him eminently suitable for our board at a point of time when the advice industry is undergoing major change," ...

Consultation opens for approved courses

KARREN VERGARA  |  TUESDAY, 20 JUL 2021
The Financial Adviser Standards and Ethics Authority is taking feedback on new degrees and courses that should be recognised as prior learning. The consultation period, which opened on July 19 ends on July 30, is seeking to approve a number of several ...

ASIC spells out IDR reporting

ANNABELLE DICKSON  |  TUESDAY, 20 JUL 2021
... their own complaints systems to the data dictionary. In March 2019, ASIC released CP 311, which set out proposed new standards and requirements for internal dispute resolution, including for the reporting of IDR data. Last July, the new IDR standards ...

ROA relief guidance released

KARREN VERGARA  |  FRIDAY, 16 JUL 2021
ASIC and the Financial Adviser Standards and Ethics Authority have provided further guidance on how advisers can use Records of Advice to make the most of the temporary measure. The corporate regulator and FASEA said the guidance and case study they ...

Retirement portfolios need a rethink: Research

ANNABELLE DICKSON  |  FRIDAY, 16 JUL 2021
A sufficient level of retirement income relies on income volatility as a measure of the risk of impaired living standards in retirement rather than asset return volatility, new research shows. New research from Franklin Templeton subsidiary Martin Currie ...

FASEA scraps three-month rule

KARREN VERGARA  |  FRIDAY, 9 JUL 2021
The Financial Adviser Standards and Ethics Authority is introducing a relief that will allow financial advisers to sit the November examination regardless of their last sitting. FASEA is proposing to relax the three-month registration requirement in ...

Fund managers failing value assessments: FCA

KARREN VERGARA  |  THURSDAY, 8 JUL 2021
... justify to us, undermining the credibility of their assessments," the FCA said. Other managers did not meet the FCA's standards by having poorly designed processes and ultimately did not complete their value assessment obligations. Overall, the FCA ...

FSC launches DDO templates

ANNABELLE DICKSON  |  THURSDAY, 8 JUL 2021
... management and superannuation have collaborated templates for Target Market Determinations (TMDs) and industry data standards which will aid the implementation of DDO. ASIC's RG 274 Product design and distribution obligations will come into effect ...