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Showing 641 - 650 of 6430 results for "Regulatory"

Perpetual to build digital wholesale term deposit marketplace

JAMIE WILLIAMSON  |  TUESDAY, 8 APR 2025
... streamline and modernise the execution of these instruments, much like it has previously done with investor reporting, regulatory reporting, structured finance and fixed income markets, by "eliminating inefficiencies and enhancing accessibility for issuers ...

Fitzpatricks names head of product

KARREN VERGARA  |  TUESDAY, 8 APR 2025
... management and has successfully led cross-functional teams to deliver a wide range of digital, product, investment, regulatory, simplification and change programs." Fitzpatricks recently appointed Russell Investments as its consulting partner amid closing ...

New gig for Challenger's ESG specialist

ELIZABETH FRY  |  THURSDAY, 3 APR 2025
... after three years. She joined Challenger as a risk professional in 2016 but quickly moved into ESG covering the global regulatory landscape, climate risk and PRI reporting, O'Meara is also responsible for the firm's modern slavery statement and ...

DWS fined $43m for greenwashing

JAMIE WILLIAMSON  |  THURSDAY, 3 APR 2025
DWS will pay $43 million (US$27m) to settle a long-running greenwashing case brought by Frankfurt prosecutors. In 2021, a whistleblower - former DWS group sustainability officer Desiree Fixler - came forward with claims the asset manager was making ...

The tax system is being weaponised to inflict abuse, ombudsman says

ANDREW MCKEAN  |  THURSDAY, 3 APR 2025
Over two million Australians, mostly women, have suffered financial abuse at the hands of an intimate partner, sometimes through the weaponisation of the tax system, with impacts that can be "devastating and long-lasting" to survivors and their families ...

APRA hits ANZ with $1bn capital penalty

ELIZA BAVIN  |  THURSDAY, 3 APR 2025
The Australian Prudential Regulatory Authority (APRA) has accepted a Court Enforceable Undertaking (CEU) from ANZ to address ongoing weaknesses in the bank's non-financial risk management practices and risk culture. APRA also increased the capital add-on ...

ASIC tiptoes around private markets intervention

KARREN VERGARA  |  WEDNESDAY, 2 APR 2025
... Australia with that growing investment," he said. The question he has been "grappling" with now is: do private markets need regulatory intervention? Pressing concerns for Longo are the need for transparency and the "data deficit" in private markets. ...

iExtend appoints chief operating officer

ELIZA BAVIN  |  WEDNESDAY, 2 APR 2025
... Michael Hull as chief operating officer with the aim to enhance its operational frameworks and to ensure compliance and regulatory standards continue to be delivered as the business grows. Hull brings a broad business background to the role, having spent ...

Otivo launches AI-powered advice tool

ELIZA BAVIN  |  TUESDAY, 1 APR 2025
... its offering. Isterling said the tool will provide a SoA after every interaction to ensure the tool is compliant with regulatory requirements. "Ask Otivo will stick to the advice that is given inside of the SoA, and we record all the information," he ...

Talaria taps Equity Trustees as RE for three funds

ANDREW MCKEAN  |  TUESDAY, 1 APR 2025
... and compliance, supporting Talaria in delivering their investment strategy with confidence. "Ensuring that funds meet regulatory, and compliance obligations is paramount, and responsible entity services are a vital component in achieving this," he said. ...