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Showing 661 - 670 of 6442 results for "Regulatory"

Otivo launches AI-powered advice tool

ELIZA BAVIN  |  TUESDAY, 1 APR 2025
... its offering. Isterling said the tool will provide a SoA after every interaction to ensure the tool is compliant with regulatory requirements. "Ask Otivo will stick to the advice that is given inside of the SoA, and we record all the information," he ...

Talaria taps Equity Trustees as RE for three funds

ANDREW MCKEAN  |  TUESDAY, 1 APR 2025
... and compliance, supporting Talaria in delivering their investment strategy with confidence. "Ensuring that funds meet regulatory, and compliance obligations is paramount, and responsible entity services are a vital component in achieving this," he said. ...

Not one trustee tracked end-to-end claims handling times: ASIC

ANDREW MCKEAN  |  MONDAY, 31 MAR 2025
A review of major superannuation trustees by ASIC found that not even one monitored or reported on the full process of death benefit claims handling. The review of superannuation trustees including, Australian Retirement Trust, Avanteos (Colonial First ...

Queensland adviser banned for five years

MATTHEW WAI  |  MONDAY, 31 MAR 2025
A Queensland financial adviser has been banned by ASIC for failing to act in the best interests of his clients and failing to prioritise their interests. Grant Thomson is banned from providing financial services, controlling an entity that carries on ...

RBA and ASIC slam the ASX: 'Deeply disappointed'

ELIZA BAVIN  |  MONDAY, 31 MAR 2025
... caused and exacerbated the December 2024 incident. The regulators warned the ASX that they are prepared to take further regulatory action if these issues are not urgently addressed. "This could include the use of the regulators' new powers under reforms ...

APRA levy to cost $243m in FY26

KARREN VERGARA  |  FRIDAY, 28 MAR 2025
... identifying prudential risks and taking proactive action to prevent harm before it can occur, assisting in minimising regulatory burden, and facilitating competition and innovation," Treasury said. "While primarily a supervision-led regulator, APRA also ...

ASIC told to 'end the chaos' of ASX CHESS issues

ELIZA BAVIN  |  FRIDAY, 28 MAR 2025
The House of Representatives Standing Committee on Economics has released its final report on its reviews into ASIC. Committee chair Daniel Mulino MP said the report covered key issues relating to how the regulator deals with complaints and how it executes ...

MSC appoints operating chief

ELIZABETH FRY  |  THURSDAY, 27 MAR 2025
... the risk side of the business, Brown has served as both the chief compliance officer and chief risk officer, covering regulatory responsibilities for the group's trustee, custody and fund administration services. She has also been an integral part ...

FAAA expands policy team

ELIZABETH FRY  |  THURSDAY, 27 MAR 2025
... Services Council's Advice Board Committee and Superannuation Board Committee, where he provided input and guidance on regulatory matters. Prior to Macquarie, Barrett worked at UBS as a financial planning consultant and at an independent financial ...

Aware Super completes phase one of 'Project Odin'

ELIZA BAVIN  |  THURSDAY, 27 MAR 2025
... fund's projected growth. GoldenSource will also enable Aware Super to meet ever evolving and increasing demands of multi-regulatory compliance and reporting obligations. Aware Super head of income and markets Michael Clavin said having a reliable ...