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Showing 631 - 640 of 1306 results for "Audit"

Australian Unity chair joins NAB

EMMA RAPAPORT  |  THURSDAY, 21 DEC 2017
... Plum, MasterKey Super, MasterKey and Wrap. He will also sit on the MasterKey and Plum Investment Committee and the Risk and Audit Committee. "I welcome Peter Promnitz to the board of directors. Peter is highly experienced and knowledgeable, with a strong ...

Industry names team up for cryptocurrency fund

JAMIE WILLIAMSON  |  THURSDAY, 21 DEC 2017
An Australian hedge fund veteran and former ANZ executive have partnered to launch a new active cryptocurrency fund. The EKT Active Fund has been launched by Triple A Partners' Damien Hatfield and former ANZ head of global markets Steve Bellotti. The ...

Former Challenger executive joins HUB24

KARREN VERGARA  |  WEDNESDAY, 20 DEC 2017
... non-executive director, replacing Vaughan Webber who will retire as a non-executive director and chair of the platform's Audit, Risk and Compliance Committee. Rogan has worked in various executive financial services roles across MLC, NAB and Challenger ...

ASIC takes further action against MyPlanner

JAMIE WILLIAMSON  |  WEDNESDAY, 20 DEC 2017
Following on from ASIC's recent action against privately-owned MyPlanner, one of the dealer group's advisers has now agreed to refrain from providing financial services. The regulator has accepted an enforceable undertaking from James Fraser as a result ...

MyPlanner enters ASIC radar

JAMIE WILLIAMSON  |  WEDNESDAY, 6 DEC 2017
... recommendations and report on the monitoring and supervisory arrangements of the operations, including the current pre-vet and audit programs. An initial report will be followed by three quarterly reviews of client file audits. The expert will then conduct ...

Leading asset consultant makes specialist hire from NAB

ALEX BURKE  |  THURSDAY, 23 NOV 2017
One of Australia's largest asset consultants has named a new specialist hire. Nam Tran joins Frontier Advisors as specialist consultant from NAB, where he held multiple roles, most recently as associate director, institutional banking. Prior to that ...

Former BBY adviser cops 10-year ban

KARREN VERGARA  |  WEDNESDAY, 8 NOV 2017
... clients on documents relating to financial product applications and a series of internal documents to meet the bank's internal audit requirements. Separately, ASIC slapped an interim freezing order on a financial services company for operating without ...

Former NAB risk committee chair joins Wingate

ALEX BURKE  |  MONDAY, 6 NOV 2017
... Zealand and chief executive of State Bank of Victoria. He was the chair of Foxtel and the Department of Defence's defence audit and risk committee, and has held directorships at Rothschild, The Seven Network, Bluescope Stel and IBM Australia. Rizzo said ...

Banks will step out of wealth: Medcraft

DARREN SNYDER  |  TUESDAY, 31 OCT 2017
... resources. The big four auditing firms then had a hand in turning the conversation to an industry funded model. "The big four audit firms said to us 'we would like you have far more senior people doing the audit inspections' and I said 'yeah, but we ...

Melbourne advice firm cops historic $1 million fine

JAMIE WILLIAMSON  |  MONDAY, 30 OCT 2017
A Melbourne-based financial advice firm is the first to be penalised for breaching the best interests duty, slapped with a $1 million fine by the Federal Court. NSG Services, currently named Golden Financial Group, was found on eight separate occasions ...