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Showing 621 - 630 of 1306 results for "Audit"

SuperConcepts acquires SMSF administrator

KARREN VERGARA  |  TUESDAY, 13 FEB 2018
... categorised and filed via the new intelligent document management system. The new system will help auditors with the annual audit of funds as documents are text searchable.

SuperConcepts enhances document management system

KARREN VERGARA  |  MONDAY, 12 FEB 2018
... categorised and filed via the new intelligent document management system. The new system will help auditors with the annual audit of funds as documents are text searchable. SuperConcepts chief technology officer Kurt Groeneveld said the system uses the ...

Board appointment at Westpac

KARREN VERGARA  |  WEDNESDAY, 7 FEB 2018
... senior partner at KPMG, will serve as an independent non-executive director and a member of the risk and compliance, and audit committees effective March 7. Nash was nominated as a partner of KPMG Australia in 1993, and was national chair for six years ...

Crowe Horwath names senior appointments

KARREN VERGARA  |  MONDAY, 5 FEB 2018
... Crowe Horwath has appointed a national lead and promoted a long-serving employee. Jara Dean will be responsible for the audit methodology and function across the business as national technical senior manager, while Jamie Irvine is a new managing partner ...

Channel Capital appoints distribution director from Janus Henderson

ALEX BURKE  |  WEDNESDAY, 31 JAN 2018
... wholesale clients and intermediaries in NSW and ACT, and a risk manager for the EMEA and APAC regions. He was also previously an audit-in-charge at KPMG and a financial analyst at Westpac Institutional Bank. At the same time as Slessar's appointment ...

FSC and FOS appoint former ASX chief risk officer

ALEX BURKE  |  TUESDAY, 30 JAN 2018
... insurers will incur what the FSC described as 'strong sanctions'. These could consist of a formal warning, a compliance audit, written acknowledgement of a compliance breach to customers and publication of said breach on both the insurer's and the FSC's ...

ASIC ramps up surveillance and remediation after adviser conflict report

KARREN VERGARA  |  THURSDAY, 25 JAN 2018
... this may involve compliance, and conscious or unconscious bias coaching and training; and improving the advice licensee's audit processes. ASIC's remediation programs aiming to compensate clients who have paid for, but did not receive, appropriate advice ...

ASIC accepts EU from Brisbane adviser

KARREN VERGARA  |  FRIDAY, 19 JAN 2018
ASIC accepted an enforceable undertaking from a Queensland financial adviser for not meeting his life insurance replacement advice obligations. ASIC found Duane Wright, owner of Brisbane-based First National Home Loans and Insurance, breached obligations ...

Citi veteran joins forces with listed equities manager

ALEX BURKE  |  FRIDAY, 19 JAN 2018
A long-serving Citi employee has become the deputy chief executive of a listed Australian equities investment company as part of the latter's succession plan. Newly-minted Milton Corporation deputy chief Brendan O'Dea joined Citi in 1995 as an internal ...

FSC finalises life insurance APL guidelines

ALEX BURKE  |  FRIDAY, 22 DEC 2017
... insurers will incur what the FSC described as 'strong sanctions'. These could consist of a formal warning, a compliance audit, written acknowledgement of a compliance breach to customers and publication of said breach on both the insurer's and the FSC's ...