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Showing 591 - 600 of 1144 results for "Notice"

NAB chief executive exit package revealed

JAMIE WILLIAMSON  |  WEDNESDAY, 20 FEB 2019
... Confirming the arrangements today, NAB said outgoing chief executive Andrew Thorburn will be paid $1,041,449 in lieu 26 weeks' notice, when he departs on 28 February. He will also be paid out all of the leave entitlements he's accrued during his time ...

ASIC gears up for Brexit

KANIKA SOOD  |  MONDAY, 11 FEB 2019
ASIC is liaising with the UK corporate regulator, Bank of England and local stakeholders to prepare for Brexit's impact, it said in a statement. ASIC said it will enter into new memorandums of understanding (MoU) with the UK's Financial Conduct Authority ...

ETP provider fined for misleading promos

JAMIE WILLIAMSON  |  THURSDAY, 7 FEB 2019
The provider of Australia's first exchange-traded bonds has been slapped with ASIC fines totalling more than $25,000 for making misleading statements online. Australian Corporate Bond Company, provider of XTBs, has paid $25,200 in penalties for making ...

Ongoing service arrangements should be tightened: Hayne

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... recommended ongoing fee arrangements should be renewed annually by clients. There is currently no requirement to give a renewal notice in regards to ongoing fee arrangements made before 1 July 2013. For those entered after that date, they must be renewed ...

Hayne recommends new regulatory overseer

HARRISON WORLEY  |  MONDAY, 4 FEB 2019
The Royal Commission final report recommends the roles of ASIC and APRA be adjusted when it comes to superannuation oversight. A new independent body will also oversee the regulators. Releasing his final report into Misconduct in the Banking, Superannuation ...

Janus Henderson pulls out of Aussie equities

KANIKA SOOD  |  THURSDAY, 31 JAN 2019
... million. It also had separately-managed mandates of about $292 million. The equities team of five is currently in their notice period. Head of Australian equities and fund manager Lee Mickelburough and portfolio manager Andrew Sutherland are likely to ...

Primary digs heels on Aurora fund

KANIKA SOOD  |  FRIDAY, 18 JAN 2019
... replace Aurora Funds Management as the responsible entity with Primary Securities. Primary Securities expected to file a notice of change about this with ASIC this morning, managing director Robert Garton-Smith told Financial Standard in an interview ...

Specialist SMSF advisers need only apply

JAMIE WILLIAMSON  |  THURSDAY, 10 JAN 2019
... report that a minimum balance of $1 million be introduced. Instead, the Productivity Commission has simply put advisers on notice, saying advisers should be prepared to justify to ASIC why they are recommending an SMSF be established with a balance remaining ...

IOOF appoints independent reviewer

DARREN SNYDER  |  TUESDAY, 1 JAN 2019
... clear its December 21 agreement with APRA relates only to the licence condition matters raised in APRA's Show Cause Notice. "Given the overlap between those matters and the other matters currently before the Federal Court, the AREs have not responded ...

ASIC goes to court seeking AMP documents

KANIKA SOOD  |  MONDAY, 17 DEC 2018
... Clayton Utz to produce AMP documents that have been withheld from the corporate regulator to date. In October, ASIC issued a notice to Clayton Utz asking it to produce certain documents, as it continued its investigation into the AMP Group for fee for ...