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Showing 591 - 600 of 1110 results for "Notice"

Advice and stock broking firm fined $35k

HARRISON WORLEY  |  WEDNESDAY, 13 JUN 2018
... offering services to institutional and private wealth investors has copped a $35,000 fine to comply with an infringement notice served by the markets disciplinary panel. The markets and disciplinary panel believed Wilsons Advisory and Stockbroking contravened ...

ASIC issues warning over Dover advisers

JAMIE WILLIAMSON  |  WEDNESDAY, 13 JUN 2018
... scrutinising all advice provided by the adviser for a period of time. However, Dover advisers were given less than 30 days' notice that their authorisation would be cancelled on 6 July 2018 - a period for action made shorter by a long weekend across ...

Industry responds to Dover shutdown

JAMIE WILLIAMSON  |  TUESDAY, 12 JUN 2018
... or cancel Dover's AFSL." A spokesperson for ASIC said: "The matter has not gone to hearing but as a result of this notice, Dover and Mr [Terry] McMaster have advised that, amongst other things, Dover will cease providing financial services." In this ...

Pendal appoints head of investment services

ALEX BURKE  |  TUESDAY, 22 MAY 2018
Pendal Group has appointed a head of investment services and program office. Justin Howell joins Pendal from LeapFrog Investments, where he was a director. Prior to that, he was investments head of strategy and operations at First State Super. He was ...

Chief economist update: Stuck in the very slow lane

BENJAMIN ONG  |  WEDNESDAY, 16 MAY 2018
Now we know. Growth in Australian wages remained stuck cruising at a low altitude of 2.1% in the March 2018 quarter, unchanged from the previous quarter and the quarter before that. Take these annual growth rates to two decimal places and we find that ...

Chief economist update: All Ords rising

BENJAMIN ONG  |  TUESDAY, 15 MAY 2018
... with President Xi." Whether it's part of a "conspiracy" or a "grand plan" to deflect attention away from his recent notice to withdraw from the Iran nuclear deal or the transfer of the US embassy in Israel from Tel Aviv to Jerusalem, only Trump knows. ...

Spaceship beefs up senior management

KANIKA SOOD  |  MONDAY, 14 MAY 2018
The millennial super fund which now manages about $180 million in funds has added two industry veterans to its top brass among four new appointments. The move tightens its compliance and governance. Andrew Moore will now serve as chairperson on Spaceship ...

Pendal sees 70% boost in performance fees

ALEX BURKE  |  THURSDAY, 10 MAY 2018
Pendal Group, formerly BT Investment Management, heralded a 70% boost in performance fee revenue in the six months to March 31. This represents $47.6 million in performance fees, along with an 18% boost in base management fee revenue to $247.9 million ...

Federal government responds to white collar crime Senate inquiry

KANIKA SOOD  |  MONDAY, 7 MAY 2018
The Federal Government has agreed to strengthen some of ASIC's powers but has deferred acting on recommendations to tighten self-reporting and industry codes as it waits for the dust to settle on Royal Commission findings. In its response to the Senate ...

Macquarie platform, wrap businesses soar

KARREN VERGARA  |  FRIDAY, 4 MAY 2018
Macquarie Group's platform, wrap and managed accounts businesses performed strongly in the full-year to 31 March 2018, latest financial results show. Macquarie Wrap and Vision held $82.5 billion in funds under management, jumping 14% from the previous ...