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Showing 561 - 570 of 1109 results for "Notice"

Janus Henderson pulls out of Aussie equities

KANIKA SOOD  |  THURSDAY, 31 JAN 2019
... million. It also had separately-managed mandates of about $292 million. The equities team of five is currently in their notice period. Head of Australian equities and fund manager Lee Mickelburough and portfolio manager Andrew Sutherland are likely to ...

Primary digs heels on Aurora fund

KANIKA SOOD  |  FRIDAY, 18 JAN 2019
... replace Aurora Funds Management as the responsible entity with Primary Securities. Primary Securities expected to file a notice of change about this with ASIC this morning, managing director Robert Garton-Smith told Financial Standard in an interview ...

Specialist SMSF advisers need only apply

JAMIE WILLIAMSON  |  THURSDAY, 10 JAN 2019
... report that a minimum balance of $1 million be introduced. Instead, the Productivity Commission has simply put advisers on notice, saying advisers should be prepared to justify to ASIC why they are recommending an SMSF be established with a balance remaining ...

IOOF appoints independent reviewer

DARREN SNYDER  |  TUESDAY, 1 JAN 2019
... clear its December 21 agreement with APRA relates only to the licence condition matters raised in APRA's Show Cause Notice. "Given the overlap between those matters and the other matters currently before the Federal Court, the AREs have not responded ...

ASIC goes to court seeking AMP documents

KANIKA SOOD  |  MONDAY, 17 DEC 2018
... Clayton Utz to produce AMP documents that have been withheld from the corporate regulator to date. In October, ASIC issued a notice to Clayton Utz asking it to produce certain documents, as it continued its investigation into the AMP Group for fee for ...

APRA takes action against IOOF

HARRISON WORLEY  |  FRIDAY, 7 DEC 2018
... Investment Management Limited (IIML), Australian Executor Trustees (AET) and IOOF have 14 days to respond to a show cause notice issued by APRA. It declares the regulator intends to direct IOOF Investment Management Limited (IIML) to comply with its ...

AIST awards innovative achievements

KARREN VERGARA  |  THURSDAY, 6 DEC 2018
The Australian Institute of Superannuation Trustees recognised excellence and innovation in communication and member engagement at its recent annual Awards for Excellence. UniSuper took out the Best Digital Award (over $40,000 spend) for a campaign ...

ASIC appoints to disciplinary panel

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
Heads from stockbrokers Macquarie Securities and Morgans are among new appointees to a peer review panel at ASIC. The corporate regulator has added four members to its markets disciplinary panel, which peer reviews the decisions about whether infringement ...

Court fines stockbroker $350k

KARREN VERGARA  |  THURSDAY, 22 NOV 2018
... Integrity Rules. The Markets Disciplinary Panel gave State One, which has offices in Perth and Sydney, an infringement notice on 31 March 2016 for failing to comply with the rules, but did dismissed it. After State One failed to comply with the infringement ...

UBS fined for careless conduct

DARREN SNYDER  |  WEDNESDAY, 21 NOV 2018
... market integrity rules over a series of trades on the ASX in 2017. The Markets Disciplinary Panel issued the infringement notice for transactions in relation to six on-market buy-backs conducted by UBS on the ASX 2017. The movements "were not in the ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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