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Showing 591 - 600 of 1614 results for "Ground"

Morgan Stanley pays $123,750 penalty

KERRIE SYDEE  |  WEDNESDAY, 7 SEP 2016
Morgan Stanley Australia has paid a penalty of $123,750 to comply with an infringement notice handed down by the Markets Disciplinary Panel (MDP). The MDP said it had "reasonable grounds" to believe that Morgan Stanley had contravened subsection 798H(1) ...

Macquarie sells down stake in Atlas Roads

ALEX BURKE  |  MONDAY, 5 SEP 2016
... financial services head of personal banking Ben Perham said: "We had the opportunity to build our digital environment from the ground up, so we looked beyond financial services to digital companies leading in customer experience. "We set out to provide ...

CommSec hit with $700,000 fines

ALEX BURKE  |  FRIDAY, 2 SEP 2016
CommSec has paid $700,000 in infringement notice penalties and voluntarily refunded $1.1 million in brokerage. The infringement notices were given by ASIC's Markets Disciplinary Panel, which the regulator said "had reasonable grounds to believe CommSec ...

Ostrava wound up, directors banned

KERRIE SYDEE  |  FRIDAY, 2 SEP 2016
The federal court in Melbourne has made orders winding up Ostrava Equities and eight other companies associated with the Ostrava financial services business. The court also banned Bradley Grimm and Vanessa Ash, who is lawyer formally employed by ASIC ...

NAS recognised as top custodian

DARREN SNYDER  |  TUESDAY, 30 AUG 2016
... we are delighted to be recognised as the provider of choice in these markets. This award is due recognition for our on-ground support and expertise in the region," Comito said. The recognition caps a promising year for the division, which recently won ...

Digital key to greater trust, literacy

KERRIE SYDEE  |  MONDAY, 29 AUG 2016
... background and my view is that career financial planners who don't have that academic grounding do need to move to higher ground but it needs to be done in a reasonable way because a lot these financial planners haven't studied in a long time, they need ...

AXA IM smart beta fund receives ESG accolades

ALEX BURKE  |  WEDNESDAY, 24 AUG 2016
... Lonsec due to its proficiency at generating risk-adjusted returns. "The smart beta equity strategy offers a sensible middle ground between blind index tracking and alpha-oriented strategies so equips equity investors with a better chance of improving ...

Central bank Olympics - the race is on

BENJAMIN ONG  |  MONDAY, 8 AUG 2016
... USD)". The BOJ's move was greeted with jeers and boos as it was considered insufficient to get the Japanese economy off the ground, even limping. So too, was the Japanese government's follow-up "fiscal" package worth around ¥28 trillion ($274 billion) ...

Indian LIC launches IPO

DARREN SNYDER  |  MONDAY, 1 AUG 2016
... That will be the sole responsibility of Nitin Jain, principal portfolio manager supported by seven analysts based on the ground in Mumbai. Investors can also apply for shares in the IPO via the OnMarket Bookbuilds app and web portal where no commissions ...

Northern Trust hires CBA equities research director

ALEX BURKE  |  TUESDAY, 26 JUL 2016
... Sydney office, we are well positioned to support our clients in the region with market leading insights and solutions on the ground."