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Showing 591 - 600 of 1910 results for "Disclosure"

Government offers guidance provision relief

HARRISON WORLEY | TUESDAY, 26 MAY 2020

... for missing financial guidance targets for the next six months, after the government temporarily amended continuous disclosure provisions to help firms through COVID-19. The amendments, introduced today, ensure companies and their officers are only liable ...

Create coalitions for change: Martin Currie

ALLY SELBY | MONDAY, 25 MAY 2020

The $20 billion equity specialist has called on asset managers to create "coalitions" to drive change; developing constructive relationships with companies for a more sustainable future. Martin Currie chief executive Julian Ide highlighted the value ...

IOOF settles class action

JAMIE WILLIAMSON | MONDAY, 25 MAY 2020

... against IOOF and five directors in December 2018. The law firm further alleged IOOF's conduct breached continuous disclosure obligations under the Corporations Act and ASX listing rules. At the time, IOOF said the action was "speculative and without ...

Fees drop at Raiz

HARRISON WORLEY | FRIDAY, 22 MAY 2020

... ETF issuer and not Raiz, so were an indirect cost affecting the performance of investor's portfolios. A new product disclosure statement became available to investors earlier this week, which outlines underlying issuer fees of 0.239% p.a. for members ...

Litigation funders will need AFSLs

ELIZABETH MCARTHUR | FRIDAY, 22 MAY 2020

... said. The litigation funder said it supported a licensing regime that would include capital adequacy requirements, disclosure obligations and reporting standards. Omni Bridgeway also said it supports a minimum return to group members in a class action ...

Adviser guilty of misuse of client money

ELIZA BAVIN | THURSDAY, 14 MAY 2020

... providing advice that was not in the best interest of his clients and failing to provide statements of advice and fee disclosure statements. Melbourne-based Bimaljeet Sekhon was banned for three years for failing to comply with financial services laws ...

Industry funds revise ERS modelling

HARRISON WORLEY | WEDNESDAY, 13 MAY 2020

... principles are intended to assist trustees by describing how they might minimise their risk of providing misleading disclosure. It is important to note that they do not have the force of law and estimates are not misleading merely because they do not ...

ASIC bans RC case study adviser

HARRISON WORLEY | TUESDAY, 12 MAY 2020

... not always in the best interests of clients, and did not always come with a Statement of Advice or appropriate fee disclosure statements in a timely manner. Harris, a former Millennium3 and Dover authorised representative, was the subject of a Royal ...

AMP defends hefty remuneration bill

ELIZABETH MCARTHUR | FRIDAY, 8 MAY 2020

... was down to a misunderstanding. Murray said the $13.4 million figure published in the annual report is the statutory disclosure of De Ferrari's remuneration and is not what he was actually paid in 2019. Last year De Ferrari received $4 million in ...

QSuper not to appeal AFCA win

KANIKA SOOD | THURSDAY, 7 MAY 2020

... come back with additional grounds (against which the fund decided today), and also said the fund had not breached its disclosure obligations.

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Federal Court calls out ASIC for re-running case on appeal

RIDDHIMA TALWANI

The Full Federal Court of Australia has criticised regulators for falling back on appeals to re-litigate cases on a different legal basis than the one run at trial.

Evergreen founder exits Ascalon Capital

KARREN VERGARA

Ascalon Capital has bid farewell to Evergreen Consultants' founder Angela Ashton, shortly after acquiring the consulting firm last year.

Powerhouse Ventures partners with European fund manager

KARREN VERGARA

ASX-listed Powerhouse Ventures has partnered with an unnamed European fund manager that will commit US$50 million to its fledgling Critical Infrastructure Opportunities (CIO) Fund.

KeyInvest unveils new investment platform, awards mandate

MATTHEW WAI

KeyInvest has launched a new investment platform to include a plethora of investment strategies ranging from private credit to global equities.

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