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Showing 511 - 520 of 10432 results for "Advice"

Guilty plea entered in Ponzi scheme case

JAMIE WILLIAMSON  |  TUESDAY, 5 AUG 2025
... business without an AFSL and engaged in dishonest conduct in relation to a financial product or service, including providing advice. Through the unlicensed business, Arandez encouraged clients to invest in several business ventures belonging to him. ...

Treasury launches consultation on CSLR breaching sub-sector levy caps

KARREN VERGARA  |  FRIDAY, 1 AUG 2025
... stakeholders on the options available for dealing with a revised estimate that exceeds a sub-sector cap. For the financial advice sector, the estimate is larger than the $20 million levy cap. In January, the CSLR announced it estimates that financial ...

Overcoming the three-body problem in advice

JAMIE WILLIAMSON  |  FRIDAY, 1 AUG 2025
... Financial advisers have heard how an active, factor-based approach can help eliminate the three-body problem in financial advice. In 1867, Sir Isaac Newton identified the three-body problem. Relating to the laws of gravity, he found that it's impossible ...

ASIC calls out trustees 'passing the buck' on super switching

KARREN VERGARA  |  THURSDAY, 31 JUL 2025
... Guardian Master Fund mounts to $1 billion in losses. In his address at the Financial Services Council's (FSC) Shaping advice in a time of change event yesterday, ASIC chair Joe Longo reiterated that the regulators are investigating the entire ecosystem ...

Adviser banned for PRP supervision failures

MATTHEW WAI  |  THURSDAY, 31 JUL 2025
... provisional relevant provider (PRP) is now banned from the industry for five years. Ian Wailes Potter of Superannuation Advice Australia has been banned from providing any financial services, controlling or performing any function involved in a business ...

Former fund investment chief joins JANA

MICHELLE BALTAZAR  |  THURSDAY, 31 JUL 2025
... sector. In this role, Trusler will be responsible for overseeing investment strategy, governance, and general investment advice for clients. With more than 20 years industry experience under her belt, Trusler has held senior roles across asset management ...

Mulino sits on Tranche 2 for now, grapples with complexity

KARREN VERGARA  |  WEDNESDAY, 30 JUL 2025
... the "complex" second tranche of Delivering Better Financial Outcomes (DBFO) reforms is a top priority, but the financial advice sector should not expect it anytime soon. Mulino told the Financial Services Council's (FSC) Shaping advice in a time ...

Sequoia resumes trading after ASX query

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... representatives of InterPrac. ASIC said certain authorised representatives of Venture Egg provided personal financial product advice to consumers who invested in the Shield Master Fund and the First Guardian Master Fund.

Pinnacle backs private markets managed accounts

ELIZA BAVIN  |  WEDNESDAY, 30 JUL 2025
... private markets. The technology powering the platform is based on OpenInvest's infrastructure used across the retail advice, stockbroking and asset management sectors and is being adapted by FinCap to meet the more complex demands of private market ...

Rest calls for super performance test reforms

ELIZA BAVIN  |  TUESDAY, 29 JUL 2025
... as soon as possible. Rest said the reforms will provide a pathway for funds to increase the scope and reach of financial advice, while maintaining strong consumer protections. The super fund said it also backs submissions made by Super Members Council ...