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Showing 481 - 490 of 2214 results for "Systems"

Midwinter awarded Count Financial mandate

CHLOE WALKER  |  TUESDAY, 7 JUN 2022
... innovation that will make providing high quality, compliant advice easy for its network. Reg Gabila, head of licensee systems at Count Financial, said the addition of Midwinter would provide a quality advice software solution to its advisers. "As a licensee ...

Qantas Super invests $2bn in Calvert, Goldman Sachs

ANDREW MCKEAN  |  MONDAY, 6 JUN 2022
... has undertaken in recent years. To date, Qantas Super has excluded manufacturers of cluster munitions and whole weapon systems as well as tobacco producers from its investment portfolio. The super fund also joined the Australian Council of Superannuation ...

BetaShares to launch new sustainable ETFs

CHLOE WALKER  |  FRIDAY, 27 MAY 2022
... companies TANN will invest in include inverter suppliers, solar panel manufacturers and manufacturers of energy storage systems. Meanwhile, URNM will invest in companies involved in mining, exploration and production of uranium, modern nuclear energy ...

Superhero board signs former ASIC boss

CASSANDRA BALDINI  |  WEDNESDAY, 25 MAY 2022
... Before joining ASIC, Shipton was the executive director of Harvard Law School's Program on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience ...

VanEck carbon credits ETF set to hit ASX

CASSANDRA BALDINI  |  TUESDAY, 24 MAY 2022
... 1.5°C global warming limit by 2050". The drivers of carbon prices over the short and long term include carbon trading systems rules and climate and energy policies, as well as changes in current and expected future scarcity of carbon credit allowances ...

ASIC outlines cybersecurity expectations

JAMIE WILLIAMSON  |  FRIDAY, 13 MAY 2022
... Australian-first, the Federal Court found RI Advice failed its obligations as an AFSL holder by failing to have adequate systems in place to manage cybersecurity risks. ASIC says the determination should serve as a wake-up call to all licensees as to ...

Senator Bragg defends domestic crypto ETFs

ANDREW MCKEAN  |  THURSDAY, 5 MAY 2022
... implement its recommendations which treasurer Josh Frydenberg described as "the most significant reforms to our payment systems in 25 years". "It would be a very regrettable outcome if foreign exchange traded funds with direct exposure to cryptocurrency ...

Federal Court rules against RI Advice in cybersecurity case

JAMIE WILLIAMSON  |  THURSDAY, 5 MAY 2022
The Federal Court has found RI Advice breached its obligations as a licensee by failing to have adequate systems in place to manage cybersecurity risks, leading to several incidents that put client information at risk. In what ASIC says is an Australian ...

NAB evades AUSTRAC fine for non-compliance

ANDREW MCKEAN  |  MONDAY, 2 MAY 2022
... pecuniary punishment. AUSTRAC opened the investigation into the bank as it had identified concerns about its AML-CTF program, systems and controls. The regulator subsequently found issues of non-compliance in targeted compliance assessments and through ...

BWC Partners joins Count Financial

JAMIE WILLIAMSON  |  THURSDAY, 28 APR 2022
... offered by the group. "Count Financial was very supportive during the transfer from our old licensee. They have robust systems in place to make the onboarding process as seamless as we could hope," Crowe said. "With a broad and flexible approved product ...