Search Results | Showing 471 - 480 of 2214 results for "Systems" |
| | | APIR Systems reported a significant increase in the number of new financial product registrations in the financial year just gone. Product registrations rose 30.1% on the prior year, this also follows an increase of 25.8% in 2020/21. APIR chief executive ... |
| | | | ... 318% increase in suspicious matter reports. KPMG states that best practice for funds is to, "ensure their processes and systems regarding information security, customer verification, customer monitoring, transaction monitoring and implemented and assessed ... |
| | | | ... accounting and advisory firms to grow and build stronger businesses by not only providing capital funding for growth but the systems, expertise and experience necessary to properly structure and execute deals," he said. "We are focused on helping our ... |
| | | | ... rather than turning their backs on thousands of followers in need of financial guidance. "What we want to do is build systems where we can profitably provide much lower cost financial advice and education under the same roof." Walker will join Equity ... |
| | | | ... is concerned that for an extended period there was a real risk of investor harm due to shortcomings in Lanterne's systems and processes." "Despite Lanterne's authorised representatives operating under its licence being responsible for over $1 ... |
| | | | ... out by self-interest. If we want to move beyond the current impasse, we need to focus on the needs of the people these systems are set up to support - the Australian people." |
| | | | ... businesses," the financial services giant said. This includes the transfer of applicable legal entities, business assets, systems and employees, which will provide stability for clients, employees and partners, AMP added. |
| | | | ... charge, being for financial services and advice those customers did not receive." "Additionally, Mercer's poor compliance systems led to allegedly misleading disclosure statements, which affect how customers make decisions about the financial services ... |
| | | | ... outage day. The report further explained that trade confirmation and order status, including playbooks and alternative systems and data format policies, should be refined, ensuring information is available, accessible and accurate. ASIC added that there ... |
| | | | ... our investors." "Apex has demonstrated exceptional quality of service, underpinned by flexible and adaptable technology systems and platforms, which crucially, can meet our fund administration needs as they evolve as we continue to grow our portfolio. ... |
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