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| | | ASIC has banned a Brisbane based life insurance financial adviser from providing financial services for five years after an investigation found he had failed to comply with several financial services laws. Former authorised representative of Affinia ... |
| | | | ... Her status as an authorised representative was terminated on 2 August 2016. As part of her sentence, Judge Dick of the Brisbane District Court ordered Whelan pay the organisation $33,419.11 in compensation. ASIC deputy chair Peter Kell said: "Dishonesty ... |
| | | | Elders Financial Planning has acquired its ninth practice in seven months. Brisbane based advice practice, MI Life Wealth has joined the Elders dealer group as the practice looks to grow its business through the Elders referral network. General manager ... |
| | | | ... Aspire Strategic Retirement Specialists (Aspire). Aspire services more than 500 clients across its three offices in North Brisbane, the Gold Coast and the Sunshine Coast, and represents more than $110 million in assets under advice. Logiro chief executive ... |
| | | | Brisbane financial advice business Sherrin Partners has merged with another practice. The merger with Medico Legal Insurance Group is said to bring together two businesses which are focused on client relationships and long-term financial planning. Separate ... |
| | | | ... extensive network of contacts/clients that will add great value to the firm." Luke Koekoek, meanwhile, will join Shaw's Brisbane office from Morgan Stanley, where he spent six years as vice president financial adviser. Before that, he, like Wardman ... |
| | | | ... also chair of the audit and risk committee), Watpac, RACQ and CARE Australia. She previously held board positions at the Brisbane Club, QIC, Spotless Group, Taylors Group, Brisbane Marketing, Stanwell Corporation and Queensland Rail. |
| | | | ... employees, including more than 70 investment advisers who have worked together for an average of 10 years, and offices in Brisbane, Melbourne and Sydney. |
| | | | ... trades. Specialisation has certainly helped us," he said. AFA chief executive Brad Fox also highlighted the example of Brisbane financial planner Lea Schodel, who was featured prominently in the mainstream media for successfully managing to combine the ... |
| | | | ... respective institutional and capital markets services. The two groups will have offices in Melbourne, Sydney, Canberra, Brisbane and New York with more than 600 staff servicing over 8000 clients and representing in excess of $20 billion in capital. |
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