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Showing 461 - 470 of 1153 results for "Robert"

Regulator bans adviser for seven years

JAMIE WILLIAMSON  |  FRIDAY, 23 JUN 2017
... years for failures to comply with financial services law, including falsifying insurance applications. The regulator found Robert Gunner contravened financial services law between January 2014 and February 2016 by assisting clients to access their superannuation ...

Family offices partner for major US acquisition

ALEX BURKE  |  THURSDAY, 22 JUN 2017
... Utah and provide stable long-term income and the potential for future capital growth," Geringer Capital chief executive Robert Geringer said. LS Global Advisors principal Les Koltai added: "Australian investors are confident because they are investing ...

Macquarie team joins Shaw and Partners

ALEX BURKE  |  THURSDAY, 22 JUN 2017
Shaw and Partners is bringing over a team of seven from Macquarie Private Wealth to manage a new Canberra office. Stephen Johnson will lead the new Canberra team along with fellow Macquarie veterans Rod Sutherland, Tom Kenyon, Penny Ponder, Neil Robertson ...

Permanent ban for ex-OnePath adviser

KARREN VERGARA  |  MONDAY, 19 JUN 2017
ASIC has permanently banned a financial adviser for double charging clients and falsifying records. Robert Hutchison, from Western Australia, was an authorised representative of RI Advice Group, an Australian financial services licensee owned by OnePath ...

Manager lists after $3bn merger

ALEX BURKE  |  THURSDAY, 1 JUN 2017
... executive of PCG and Washington H Soul Pattinson director Warwick Negus will become chair. The PCG board will also comprise Robert Barry, Jeremy Dunkel, Kevin Eley and David Groves. As part of the board restructure, Hunter Hall non-executive director ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... In May 2016, the court found that former chief executive Michael Christodoulou King, former deputy chief executive Craig Robert White, former chief financial officer David Mark Anderson, former MFSIM chief executive Guy Hutchings and former fund manager ...

Financial services enters next cloud computing evolution

DARREN SNYDER  |  FRIDAY, 19 MAY 2017
... examine each application to ensure that the intended benefits are achievable," DTCC said. DTCC chief information officer Robert Garrison said: "Cloud computing has moved past a tipping point and that the security, scalability, resiliency, recoverability ...

Aussie hedge fund eyes US expansion

ALEX BURKE  |  FRIDAY, 19 MAY 2017
... led by managing partners Jonathan Horton and Stuart McClure, has appointed former Bank of Tokyo-Mitsubishi UFJ director Robert Kalish as managing director, international. Kalish will drive NWQ's US operations - in particular, delivering the recently-announced ...

Bennelong's BennBridge opens its doors

JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
... Wealth and Schroders before joining the Bennelong team. Durance will work closely with director of business development Robert Gough, who has previously worked as a fund sales executive at J.P. Morgan Asset Management after leaving the British Army in ...

Praemium chief executive takes back company

ALEX BURKE  |  MONDAY, 15 MAY 2017
... Ohanessian was re-appointed as Praemium chief executive, replacing interim chief and former Bankwest managing director Robert De Luca, after all resolutions were passed at Praemium's shareholder meeting in Melbourne. Andre Carstens, Peter Mahler, Robert ...