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Showing 461 - 470 of 1113 results for "New South Wales"

Former JPMAM executive joins boutique advice group

JAMIE WILLIAMSON  |  FRIDAY, 1 FEB 2019
... of institutional at J.P. Morgan Asset Management Australia has opted for a tree change, relocating to regional New South Wales for a new role with a boutique AFSL. Stephen Alcorn has joined privately-owned Profile Financial Services as an associate financial ...

NSW adviser banned for 25 years

KANIKA SOOD  |  TUESDAY, 22 JAN 2019
The Federal Court has handed down a 25-year ban to a New South Wales financial adviser and wound up two companies related to him following an ASIC investigation. Starting in 2008, Graeme Walter Miller advised SMSFs and other clients of CFS Private Wealth ...

ASIC cracks down on non-compliant AFSL

JAMIE WILLIAMSON  |  MONDAY, 21 JAN 2019
ASIC has slapped additional conditions on the AFSL of an advice practice operating on the New South Wales Central Coast. Surveillance by ASIC showed HNW Planning failed to adequately monitor and supervise its representatives. Its audit processes were ...

Legalsuper expands member services arm

KARREN VERGARA  |  THURSDAY, 17 JAN 2019
... appointed manager of member service for the northern region to manage teams in Queensland, Northern Territory, New South Wales and the Australian Capital Territory. Hucker was most recently with Harvest Financial Group, helping corporate clients structure ...

PSP ramps up Aussie agriculture investment

KARREN VERGARA  |  WEDNESDAY, 16 JAN 2019
... Investments bought out private equity firm Proterra Investment Partners' majority stake in BFB. Based in Temora, New South Wales, BFB will maintain its current management team, head office and business structure. The amount of the deal is undisclosed. ...

ASIC suspends online broker AFSL

KARREN VERGARA  |  TUESDAY, 15 JAN 2019
... Halifax provided an online platform to trade derivatives, stock, FX and options. It had offices across Queensland, New South Wales, Victoria and Western Australia. In 2013 ASIC found deficiencies in Halifax's risk management and compliance following ...

MGP shuffles leadership team

KARREN VERGARA  |  MONDAY, 14 JAN 2019
... previously worked at OnePath and BNP Paribas. Neil Pattinson was promoted to business development manager for New South Wales and Queensland. Pattinson's 10 years at MGP includes working as the head of operations and adviser services, and was most recently ...

Sydney fintech sells for $339m

DARREN SNYDER  |  THURSDAY, 13 DEC 2018
... not-for-profit organisation provides treasury and ethical investment services to the Uniting Church's synod in New South Wales and the ACT.

Super funds defend $5bn infrastructure investment

DARREN SNYDER  |  TUESDAY, 11 DEC 2018
... of Australia's largest superannuation funds will contest allegations from the ACCC that a 2013 purchase of two New South Wales ports breached competition law. The Australian Competition and Consumer Commission (ACCC) has commenced proceedings in the ...

Fiducian acquires Perth financial planning firm

KANIKA SOOD  |  MONDAY, 3 DEC 2018
... to $6.46 billion. Fiducian had funding set aside to acquire five planning businesses across Western Australia, New South Wales and Victoria to raise $83 million in FUA, it said in a September address to shareholders. The group is planning to split the ...