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Showing 451 - 460 of 6089 results for "Trading"

BBY manager charged with aiding and abetting

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2023
... 2017, ASIC banned former BBY financial adviser Sergio Nicolo Belardo from providing financial services for 10 years for trading in clients' accounts without authorisation.

Spatium Capital selects trustee, administrator for small caps fund

CASSANDRA BALDINI  |  TUESDAY, 28 NOV 2023
... allocated to the top 100. It seeks to identify and capitalise on mispriced and short-term equity price dislocations and has a trading strategy that uses a quantitative model. Spatium Capital said it achieved growth of +22.2% for FY23.

Praemium plummets on weak financial outlook

ANDREW MCKEAN  |  THURSDAY, 23 NOV 2023
... from 0.27% in the second half of the previous financial year to 0.25% in the current period, chiefly because of lower trading volumes and cash balances. Praemium chief executive Anthony Wamsteker spooked markets, saying that the duration of the "relatively ...

SEC sues Kraken exchange again

CASSANDRA BALDINI  |  WEDNESDAY, 22 NOV 2023
The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ...

ASX awards settlement, clearing mandate

KARREN VERGARA  |  MONDAY, 20 NOV 2023
... Services (TCS) to deliver clearing and settlement services. TCS's BaNCS for Market Infrastructure provides end-to-end trading and settlement solutions, including trade matching, surveillance, issuance, depository, and registry functions. The ASX ...

Dimensional launches inaugural ETFs

KARREN VERGARA  |  MONDAY, 13 NOV 2023
... exchange-traded funds (ETFs) market, launching three actively managed core equity strategies. The three products, which began trading today, are offered in a dual-access structure in which investors can access them via ASX-listed and unlisted distribution ...

BlackRock plans to launch Ethereum ETF

ANDREW MCKEAN  |  MONDAY, 13 NOV 2023
... iShares Ethereum Trust aims to track the price of Ether, affording investors an alternative to acquiring, holding, and trading the cryptocurrency on peer-to-peer networks or digital exchanges. BlackRock's Ethereum Trust was designed to eliminate the ...

Wealth managers seek better data warehouse solutions: BNP Paribas

CHLOE WALKER  |  FRIDAY, 10 NOV 2023
... for more sophisticated data warehouses, he added, is the number one service that clients want right now beyond sales, trading, and research. "Ideally, these clients want us to have a data mart that they can access, graze, reach into, and pluck out data ...

More than $17m paid in CFD-related remediation

JAMIE WILLIAMSON  |  THURSDAY, 9 NOV 2023
... Markets, and City Index were forced to pay remediation. Of the amount paid, $13.1 million went to 523 clients of Oztures Trading, which traded as Binance Australia Derivatives, due to its incorrect classification of retail clients as wholesale clients. ...

XTBs to be delisted following collapse

CASSANDRA BALDINI  |  TUESDAY, 7 NOV 2023
... it to delist its exchange-traded bond (XTB) products. Cboe has agreed in principle to delist the XTBs products from its trading platform following a request by Equity Trustees in the wake of ACBC and the Global Bond Exchange's failure. The products made ...