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| | | ... key enforcement priority for ASIC," she added. ASIC is seeking declarations, pecuniary penalties, and a disqualification order from the court on this matter. |
| | | | In launching legal proceedings against eToro, the regulator said it's going after the top dog in the contract for difference (CFD) market to send a message to the industry about the importance of the design and distribution obligations (DDO). During ... |
| | | | Mudasir Mohammed Naseeruddin has pleaded guilty to misconduct charges after he encouraged investors to move their super into a self-managed superannuation fund (SMSF) to lend those funds to his two companies. Naseeruddin admitted guilt to two charges ... |
| | | | ASIC has launched legal proceedings against eToro, alleging breaches of design and distribution obligations regarding its contract for difference (CFD) product. The case focuses on the appropriateness of eToro's target market, and the screening ... |
| | | | ... businesses, drive efficiency and reduce operational risks." One of Fund Connect ETF's significant features is the automated order placement solution, which, coupled with an integration into order management systems, offers a direct channel between ... |
| | | | ... than ever to continue growing and improving the services they offer to clients," said Molesworth. "We recognised that, in order to achieve our goals, we needed to get bigger and more efficient so we wanted a partner that could help us drive business ... |
| | | | Charter Hall's Direct PFA fund has divested its leasehold interest in UNSW Kensington for $80 million to meet investor redemption requests. The office building, located at 221-227 Anzac Parade in Kensington, is leased by the University of New South ... |
| | | | US and UK regulators have imposed fines of $575 million (US$388 million) on the bank for risk management and governance failures related to the collapse of Archegos Capital Management. The US Federal Reserve has issued Credit Suisse a $394.84 million ... |
| | | | With stop orders revoked, Spaceship is back in business and planning the launch of a new investment service, buoyed by an additional $6 million in funding. The extra cash comes from its two major shareholders, Mike Cannon-Brookes' family office ... |
| | | | Hamilton Lane has revealed a series of senior leadership changes as part of its strategic positioning for sustained global expansion. The firm's current managing director and the head of direct equity investments Jeffrey Armbrister has been appointed ... |
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