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Showing 401 - 410 of 3705 results for "Order"

Piper Alderman investigates second CFD class action

CHLOE WALKER  |  WEDNESDAY, 25 OCT 2023
Piper Alderman is examining a second class action in relation to contracts for difference (CFD) products, this time against International Capital Markets Limited (IC Markets). The action is on behalf of retail investors who claim to have collectively ...

AAT overturns ASIC ban on investment guru

CASSANDRA BALDINI  |  FRIDAY, 20 OCT 2023
... her," said McCabe. "At a minimum, she should have had processes in place to review content on her website." For a banning order to be established, McCabe said, it is not a requirement for either ASIC or the Tribunal to be convinced that [the subject ...

Calls for paid menopause leave gather momentum

JAMIE WILLIAMSON  |  WEDNESDAY, 18 OCT 2023
... benefit is just part of a comprehensive suite of initiatives, training and resources that Aware Super is rolling out in order to raise awareness of the impact of menopause in the workplace and aim to support people who might either be dealing with these ...

Equity Trustees offloads Irish business

CHLOE WALKER  |  WEDNESDAY, 18 OCT 2023
Equity Trustees will sell its Irish business for a nominal sum, having reached a deal with its management team. The Irish business is being purchased via a management buyout by Equity Trustees Ireland chief executive Kevin Lavery, with additional investment ...

Forager to delist Aussie LIT

KARREN VERGARA  |  MONDAY, 16 OCT 2023
Forager Funds Management is set to delist its Australian-listed investment trust as it continues to trade at a 15% discount to its net asset value. The Forager Australian Shares Fund (FOR) has struggled to close the 15% valuation gap over the last four ...

Link shakes up board, names super industry veteran

KARREN VERGARA  |  FRIDAY, 13 OCT 2023
Link Group will reduce the number of positions on its board and has appointed a superannuation industry veteran to refresh the line-up to reflect massive changes to its business model. Mark Lennon joins the ASX-listed firm as an independent non-executive ...

Pengana launches first global private credit fund

CHLOE WALKER  |  WEDNESDAY, 11 OCT 2023
... important piece in solving the challenges of bringing a truly diversified global private credit offering to market." "In order to offer our investors a truly global private credit return experience from day one, this initial investment allowed us to ...

Advised Aussies more financially confident: Research

KARREN VERGARA  |  FRIDAY, 6 OCT 2023
... are different to their parents. Financial planners must adapt their service offerings to better meet the needs of Gen Y in order to ensure this group can fully enjoy the benefits that financial planning can bring." The research was released in line with ...

Adviser cops 10-year sentence

KARREN VERGARA  |  FRIDAY, 6 OCT 2023
... prolonged involving numerous victims, many of whom continue to suffer the effects of your conduct. While ASIC issued a banning order against you on 24 March this year, as the evidence discloses, during the offending period you continued your criminal ...

ASIC bans former risk adviser

CASSANDRA BALDINI  |  THURSDAY, 5 OCT 2023
... stated that Durant's misconduct was a result of poor judgement rather than an act of dishonesty. However, a banning order was justified, given the potential for such conduct to harm clients. Durant has the right to apply to the Administrative Appeals ...