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Showing 441 - 450 of 1224 results for "Licensees"

Iress posts mixed half year results

ANNABELLE DICKSON  |  THURSDAY, 20 AUG 2020
... O&M Systems. The advice segment grew 14% on the previous corresponding period and reflected the growth in independent licensees and the demand in response to advice, compliance and data needs. Iress reported 400 advice practices migrated to its advice ...

Front loaded discounts lead to worse outcomes

ANNABELLE DICKSON  |  TUESDAY, 18 AUG 2020
... true level premium. Pillemer said: "We recommend the findings of Rice Warner's study to financial advisers and their licensees to assist in providing advice that is in the best long-term interest of the client."

Pershing convicted for client breaches

ANNABELLE DICKSON  |  THURSDAY, 6 AUG 2020
... obligations protect investors, bolster investor confidence and underpin the integrity of Australian financial markets. If licensees don't take them seriously, they risk criminal conviction. ASIC will continue to closely supervise compliance with these ...

Netwealth hits fund managers with new fee

KANIKA SOOD  |  FRIDAY, 31 JUL 2020
... administering them have gone up. The platform business allows fund managers to offer fee discounts to financial advisers, licensees or managed accounts providers, which are processed as fee rebates. So far, Netwealth did not charge fund managers a fee ...

IOOF increases FUMA, lifts remediation costs

ANNABELLE DICKSON  |  THURSDAY, 30 JUL 2020
... the COVID-19 pandemic are continuing." However, the total advice remediation provision relating to the ex-ANZ advice licensees is expected to increase by approximately $80 million. This is to be offset by a corresponding increase in an equivalent receivable ...

Almost 2000 advisers gone so far in 2020

ELIZABETH MCARTHUR  |  TUESDAY, 21 JUL 2020
... Spectrum financial advisers, went from 74 financial advisers to 38 - losing almost half their advisers. Substantially fewer licensees managed to pick up advisers during the period, and those who did gained smaller numbers. Interprac and Sequoia both ...

Specialist platforms prosper in June quarter

ALLY SELBY  |  MONDAY, 20 JUL 2020
... same period last year), while its gross inflows for the quarter were up 7% at $1.6 billion. HUB24 also signed 34 new licensees to the platform during the quarter, including financial advice firm Count, a large national broker, boutique licensees and ...

New appointment to TAA board

ELIZABETH MCARTHUR  |  THURSDAY, 2 JUL 2020
... represents AMP Financial Planning and Hillross financial advisers, and its board is made up of representatives from both licensees. Prior to joining Invest Blue, Mogg worked in a variety of financial advice roles at Suncorp. "Jennifer's strong operations ...

Implemented Portfolios partners with Wealth Today

ELIZA BAVIN  |  THURSDAY, 2 JUL 2020
... offering, seeing traction from advisers already on what he said will be an efficiency game changer for advice practices. "Licensees need to ensure they are doing as much as they can to enable advisers to act in their clients' best interests and we believe ...

MLC general manager departs

ELIZABETH MCARTHUR  |  MONDAY, 29 JUN 2020
... is set up for success in the years ahead. "I'd like to think our teams have always advocated for advice, our advice licensees and for supporting our advisers and their teams who provide quality advice to their clients," Downey said on LinkedIn. "I have ...