Search Results | Showing 391 - 400 of 1223 results for "Licensees" |
| | | ... just financial advisers. The reforms emanate from the financial services Royal Commission, which recommends that AFS licensees should be required to comply with reference checking and information-sharing regulations like what the Australian Banking Association ... |
| | | | ... outside authority. AFCA has now updated its rules, at ASIC's directions, to reflect the same statutory liability for licensees regarding their authorised representatives as set out in the Corporations Act and the National Consumer Credit Protection Act. ... |
| | | | ... those advisers who have yet to sit the exam to consider the FASEA Exam Masterclasses in their preparation," TAL head of licensees partnerships Beau Riley said. "TAL Risk Academy's FASEA Exam Masterclasses are delivered in a virtual, on-demand format ... |
| | | | ... challenges we face as a business after a difficult 2020." "We need to work hard to restore trust amongst advisers and licensees and our team is ready to do that. I look forward to working with Rodney and the MLC Life Insurance leadership team." N AB ... |
| | | | ... leave the industry," Macdonald said. However, he said only a small portion of those AMP advisers could go and join other licensees - most were left with few options but to leave the industry entirely. Approximately 300 of the advisers that left AMP ceased ... |
| | | | ... financial advice coupled with lack of guidance and strategy documents are the major barriers to limited advice, according to licensees. The Australian Securities and Investments Commission's (ASIC) latest consultation paper, Promoting access to affordable ... |
| | | | ... not a surprise that they would be the biggest. There was another smaller group that were allowed to go and join other licensees." He explained that the practices terminated by AMP were typically single-planner businesses with turnover of less than $300,000. ... |
| | | | ... in completing their first BPR. The DDO will commence on 5 October 2021 but significant preparation is needed by RSE licensees ahead of this date, Press warned. These obligations apply to trustees' choice product offerings and how they are designed ... |
| | | | ... record and is incredibly well regarded by industry participants, across the spectrum of super funds, corporate clients, licensees, advisers and their various associations, as well as our regulators," Dodd said. McCormack joining Integrity Life should ... |
| | | | ... said the business is delighted to be working with FYG. "Lumen's powerful data analytics capabilities make it easy for licensees to meet ever-evolving obligations, resulting in a more responsible and robust financial advice system," he said. |
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