Search Results | Showing 431 - 440 of 1224 results for "Licensees" |
| | | ... efficient and effective. Their compliance and professional standards team adopts a more pragmatic approach than some other licensees out there," Small & Gunn director John Small said. "Changing licensees is a very stressful process for a small financial ... |
| | | | ... portfolio options available to the broader adviser community via Lifespan Partnership, our support service for existing self-licensees and those advice businesses wanting to transition to their own individual AFSL," Ardino said. Lifespan said it has ... |
| | | | ... statements and renewal notice obligations for financial advice businesses in Victoria. The no-action applies to AFS licensees and representatives where their business is solely, or substantially, located in Victoria. Businesses that have otherwise been ... |
| | | | ... of Russell Investments Australia, Jodie Hampshire, said: "We are seeing increased demand from many financial advice licensees and large practices for independent, world class investments, packaged and structured to suit specific client needs." The new ... |
| | | | Following its acquisition of MLC and decision to restructure its licensees, IOOF has consolidated the leadership of its various dealer groups and announced another acquisition. Revealing the next phase of its Advice 2.0 strategy today, IOOF has restructured ... |
| | | | ... conduct of lookback audits, financial planning licensors shifting responsibility for client compensation payments to licensees, short notice periods provided to licensees exiting the business and restraint of trade provisions." Labor senator Deborah ... |
| | | | ... director Scott Haywood said being part of the biggest group of advisers was one of the main reasons he decided to change licensees to Sequoia Financial subsidiary InterPrac. "We did not want to be going to another large institutional licensee that is ... |
| | | | ... licences. Chief executive Renato Mota said IOOF will support the transition of advice businesses into their choice of IOOF's licensees. "Today marks an important milestone in the execution of our advice transformation. We will play a key role in transforming ... |
| | | | ... consequences of the Royal Commission including the mandatory rollback of grandfathered rebates and platform commissions paid to licensees. Ahead of the changes, Count Financial has started the move to a "clean" user pays, fee-for-service licensee model ... |
| | | | ... we would like to thank our customers, team and shareholders for their continued support." In addition to the 105 new licensees, HUB24 also revealed 441 advisers started using the platform during the financial year, an increase on 27.1% compared to the ... |
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