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Showing 431 - 440 of 1224 results for "Licensees"

Count Financial adds member firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 SEP 2020
... efficient and effective. Their compliance and professional standards team adopts a more pragmatic approach than some other licensees out there," Small & Gunn director John Small said. "Changing licensees is a very stressful process for a small financial ...

Lifespan adds MDAs to BT Panorama

KANIKA SOOD  |  TUESDAY, 22 SEP 2020
... portfolio options available to the broader adviser community via Lifespan Partnership, our support service for existing self-licensees and those advice businesses wanting to transition to their own individual AFSL," Ardino said. Lifespan said it has ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... statements and renewal notice obligations for financial advice businesses in Victoria. The no-action applies to AFS licensees and representatives where their business is solely, or substantially, located in Victoria. Businesses that have otherwise been ...

New managed portfolio on MyNorth

ELIZA BAVIN  |  MONDAY, 14 SEP 2020
... of Russell Investments Australia, Jodie Hampshire, said: "We are seeing increased demand from many financial advice licensees and large practices for independent, world class investments, packaged and structured to suit specific client needs." The new ...

IOOF names licensee chiefs, acquires platform

JAMIE WILLIAMSON  |  WEDNESDAY, 2 SEP 2020
Following its acquisition of MLC and decision to restructure its licensees, IOOF has consolidated the leadership of its various dealer groups and announced another acquisition. Revealing the next phase of its Advice 2.0 strategy today, IOOF has restructured ...

AMP does not treat advisers fairly: Poll

ELIZABETH MCARTHUR  |  TUESDAY, 1 SEP 2020
... conduct of lookback audits, financial planning licensors shifting responsibility for client compensation payments to licensees, short notice periods provided to licensees exiting the business and restraint of trade provisions." Labor senator Deborah ...

Advice group flees MLC after IOOF takeover

ANNABELLE DICKSON  |  TUESDAY, 1 SEP 2020
... director Scott Haywood said being part of the biggest group of advisers was one of the main reasons he decided to change licensees to Sequoia Financial subsidiary InterPrac. "We did not want to be going to another large institutional licensee that is ...

IOOF posts profit, restructures business

ELIZA BAVIN  |  MONDAY, 31 AUG 2020
... licences. Chief executive Renato Mota said IOOF will support the transition of advice businesses into their choice of IOOF's licensees. "Today marks an important milestone in the execution of our advice transformation. We will play a key role in transforming ...

Challenges on the horizon for CountPlus

ANNABELLE DICKSON  |  FRIDAY, 28 AUG 2020
... consequences of the Royal Commission including the mandatory rollback of grandfathered rebates and platform commissions paid to licensees. Ahead of the changes, Count Financial has started the move to a "clean" user pays, fee-for-service licensee model ...

HUB24 reports record results

ALLY SELBY  |  TUESDAY, 25 AUG 2020
... we would like to thank our customers, team and shareholders for their continued support." In addition to the 105 new licensees, HUB24 also revealed 441 advisers started using the platform during the financial year, an increase on 27.1% compared to the ...