Search Results | Showing 411 - 420 of 2856 results for "Standards" |
| | | ... of four PRA Fundamental Rules. "The firm's risk management oversight and practices fell well below the regulatory standards required," it said. "The failings were found to be symptomatic of an unsound risk culture within the business line that failed ... |
| | | | ... first self-reported." "There was never any intention to mislead, but Vanguard recognises it has not lived up to the high standards it holds itself accountable to and apologises for the concern this matter may cause for our clients," the manager said. ... |
| | | | ... conditions on three SMSF auditors for failing to satisfy fit-and-proper person requirements or breaches of auditing standards, independence requirements and registration conditions. Paul Barry, Stephen Funder, Bruce Jones, Gregory Leggett, and Malcolm ... |
| | | | ... months, Barr said he engaged with a wide range of stakeholders to get a broad perspective on how the Fed's capital standards interact with each other. "In the midst of this review, we once again learned the importance of resilience when a sudden ... |
| | | | ... said some advisers had their buy-back valuations slashed as a result and further claim AMP is using 2019 compliance standards to reassess historic audits to do so. In short, advisers said their businesses were being downgraded based on standards and ... |
| | | | ... information by its senior staff. It said yesterday that eight of its partners who were found in breach of professional standards and entangled in the ongoing tax scandal would be dumped. Former chief executive Tom Seymour, Peter Konidaris, Eddy Moussa ... |
| | | | ... holds $62,000. APRA publishes statistics on the superannuation industry on a quarterly basis, but under new reporting standards implemented in Phase 1 of the Superannuation Data Transformation project, the regulator released the inaugural quarterly superannuation ... |
| | | | ... impact costs. Managing director and head of portfolio solutions at bfinance Duncan Higgs said the industry needs higher standards for cost transparency and cost comparability. "This subject will likely come under greater scrutiny now that costs in many ... |
| | | | ... important to the work we do here." This announcement coincides with the release of the International Sustainability Standards Board's (ISSB) first two finalised standards and the Australian government's second consultation proposing mandatory ... |
| | | | ... be able to reflect what the government has, over several years, sought to professionalise the advice industry, raise standards above those generally applicable to other financial service providers, and improve advice outcomes. The report also seeks to ... |
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