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Showing 391 - 400 of 3533 results for "Reporting"

Perpetual net outflows top nearly $9bn

KARREN VERGARA  |  WEDNESDAY, 24 JUL 2024
... administration (FUA) reach over $1.2 trillion as at June 30. The wealth management division's FUA was $19.8 billion, reporting net inflows of $0.2 billion in the final quarter. Kohlberg Kravis Roberts & Co (KKR) is in the process of acquiring 100% ...

Data concerns land Fiducian with additional licence conditions

JAMIE WILLIAMSON  |  TUESDAY, 16 JUL 2024
... its processes are robust, it engaged a big-four audit and consulting firm in May 2024 to review its end-to-end data reporting processes. The finalised report from this engagement is expected in coming days," the firm said. Fiducian went on to say that ...

ASIC, APRA provide FAR update

ELIZA BAVIN  |  FRIDAY, 12 JUL 2024
... industries. The key functions include capital management; conduct risk management; data management; financial and regulatory reporting; hardship processes; insurance risk management; operational risk management; product design and distribution obligations ...

Fiji National Provident Fund hunts active fund managers

KARREN VERGARA  |  WEDNESDAY, 10 JUL 2024
... must have a good track record of complying with industry standards and best practices, as well as fulfilled financial reporting, audit, and disclosure obligations. FNPF is the country's superannuation fund, a defined contribution scheme, established ...

Advisers encouraged to embrace AI

ELIZA BAVIN  |  TUESDAY, 9 JUL 2024
... Current users primarily use AI for editing (42%) and customer service (33%), with substantial interest in AI tools for reporting (34%), customer service (34%), modelling (33%), analytics (30%), and practice management (29%). "AI is transforming the financial ...

Sequoia professional services lead exits, restructures business

KARREN VERGARA  |  THURSDAY, 4 JUL 2024
... slashes its workforce by 10% and halves its divisional structure from four to two for the 2025 financial year. The new reporting units are licensee and adviser services, and legal and administration services. Licensee and adviser services comprises Interprac ...

Committee calls for 'sick agency' ASIC to be split in half

JAMIE WILLIAMSON  |  THURSDAY, 4 JUL 2024
... of alleged misconduct be transparently reported to the public, and that service standards be introduced so that those reporting possible misconduct receive timely information as to the tangible actions taken in response. Transparency is a key pillar ...

ASIC takes action against Guildfords FM, director

KARREN VERGARA  |  FRIDAY, 28 JUN 2024
... trustee of the Magnolia Head Fund, Guildfords dealt in CFDs when it did not hold an AFSL to do so and failed in its breach reporting obligations to ASIC. Guildfords failed to ensure its representatives complied with financial services laws and was involved ...

SSGA appoints new chief operating officer

ELIZA BAVIN  |  WEDNESDAY, 26 JUN 2024
... announced the appointment of James Ferrarelli to the position of executive vice president and chief operating officer. Reporting to SSGA chief executive Yie-Hsin Hung, Ferrarelli will be responsible for delivering world-class technology, systems and ...

Financial advice profession 'lacks consistent protocols'

ELIZA BAVIN  |  TUESDAY, 25 JUN 2024
... laws to be national, establishing a national register of Powers of Attorney and development a standard identification, reporting and escalation framework. Financial abuse affects a significant number of Australians, with the Australian Bureau of Statistics ...