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Showing 381 - 390 of 3533 results for "Reporting"

ASX lifts revenue amid lower listings, capital raises

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
... Liquidity Centre (ALC). The exchange did not provision for the legal proceedings ASIC brought against it on August 13 post-reporting period. ASIC alleged the ASX breached certain sections of the ASIC Act 2001 by making misleading statements about the ...

Fiducian posts strong result, share price jumps

ANDREW MCKEAN  |  THURSDAY, 15 AUG 2024
... also noted that it outsources "key operational processes" to specialist service providers and to ensure accuracy in reporting has recently engaged a big four accounting firm to review data to be continually reported to the regulator.

'Our patience is running thin': ASIC

ELIZA BAVIN  |  THURSDAY, 15 AUG 2024
... timely mention given the recent concerns around the CFMEU, Cbus and BUSSQ. "Boards of trustees need the right skills and reporting structures to oversee and deliver retirement income strategies as well as the delivery of consistent and fair member services ...

Monash Investors merges with DMX AM

ELIZA BAVIN  |  TUESDAY, 13 AUG 2024
... this is an important period when we can assess the progress of our investments," Monash Investors said. "Going into the reporting season we are confident in the prospects for all out positions and are looking forward to them presenting their results. ...

ASIC intends to extend legislative instruments

MATTHEW WAI  |  FRIDAY, 9 AUG 2024
... obligations for Australian financial services licensees when giving personal advice ; ASIC Corporations and Credit (Breach Reporting-Reportable Situations) Instrument 2021/716 ; and ASIC Credit (Breach Reporting-Prescribed Commonwealth Legislation) Instrument ...

BlackRock names Asia Pacific operations chief

JAMIE WILLIAMSON  |  THURSDAY, 8 AUG 2024
... Una Neary as she retires from the role of compliance chief. Raby will relocate to New York for the new job. Meanwhile, reporting to BlackRock's head of Asia Pacific Susan Chan, Ueda will relocate to Hong Kong from Tokyo. Chan said the appointment ...

Chief financial officer roles 'widely ambiguous': Research

ELIZA BAVIN  |  TUESDAY, 6 AUG 2024
... and believed the core focus of the role is the dual balancing of controller-type tasks, for example, monthly financial reporting, cost management and business partner related tasks. However, the study also found chief financial officers face conflicting ...

Adviser profits up despite client loss: Investment Trends

KARREN VERGARA  |  TUESDAY, 30 JUL 2024
... advisers may have lost nearly 18% of their client books because of fee increases in the last financial year but are reporting higher profit margins, a new Investment Trends analysis shows. Advisers went from servicing 120 clients on average in 2023 to ...

SMSFs thrive amid ATO compliance complications

MATTHEW WAI  |  THURSDAY, 25 JUL 2024
... the ongoing changes to ATO processes have proven to be relatively challenging. "Compliance with the ATO's event-based reporting is emerging as a new challenge, cited as the number one reason for windups and mentioned by a growing chorus of advisers and ...

ANZ staff axed over treasury bond scandal

ELIZA BAVIN  |  THURSDAY, 25 JUL 2024
... building a separate validation tool and increasing training for relevant staff. We had already strengthened our breach reporting process through system improvements."