Search Results | Showing 21 - 30 of 76 results for ASIC Release |
| | KPMG is challenging the Australian Securities & Investments Commission (ASIC) regarding its case on behalf of Westpoint investors because it believes the regulator's case is unconstitutional. ASIC began action against KPMG on the basis that Section ... |
| | | Investors affected by the Westpoint collapse have scored another win after ASIC reached an agreement to settle its actions against Glenhurst Corporation and its insurer, QBE Insurance (Australia), for $2.5 million. The settlement is subject to the approval ... |
| | | The Australian Securities and Investments Commission (ASIC) has promoted Belinda Gibson to deputy chairperson and appointed Shane Tregillis to commissioner. Gibson joined ASIC in 2007 and, prior to this promotion, was responsible for corporate governance ... |
| | | ASIC has disqualified six directors in the last three months from managing corporations for a combined 20 years, following their involvement in failed companies. Of these disqualified directors, three were from Victoria, two were from Queensland and ... |
| | | ... Martin of West Pennant Hills, all from New South Wales, were charged by the Australian Securities & Investments Commission (ASIC). The regulator charged the men with one count each of falsifying documents to gain a financial advantage for ACR. ASIC alleges ... |
| | | ... on the ASX without permission between January 2008 and October 2008. The Australian Securities & Investments Commission (ASIC) investigation found Ho broke section 1041G(1) of the Corporations Act. He also breached the Act when he made several entries ... |
| | | ... website has a public area that includes general information about the Australian Securities and Investments Commission's (ASIC) investigations and features a protected personal web page for Storm investors. The regulator expects to include information ... |
| | | ASIC has obtained court orders freezing $14.6 million in assets of four men from Victoria and Western Australia, due to concerns about the possible operation of a Ponzi-style scheme. The orders are against Peter van de Steeg, Jonathan Ezzy, Peter Berlowitz ... |
| | | ... the offence. His release is conditional upon entering a $1,000 security of good behaviour for three years. According to an ASIC statement, he had failed to ensure his SMSF (Kassongo Superannuation Fund) was maintained in accordance with the sole purpose ... |
| | | ... imprisonment, with an order that he be released after being placed in a good behaviour bond, when he pleaded guilty to an ASIC charge. Silver will enter the bond for three years. He pleaded guilty on 22 March in the Southport District Court to aiding ... |
|