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Showing 21 - 28 of 28 results for "REP 499"

AFA prep advisers for FOFA

MICHELLE BALTAZAR  |  TUESDAY, 5 APR 2011
The Association of Financial Advisers (AFA) has prepared a handy member's guide to the Future of Financial Advice (FoFA) reforms, complete with details on AFA's stance on the proposed changes. The FOFA reforms will be tabled in parliament by spring ...

AMP expands Qld team for IFAs and Alliances

AMP RELEASE  |  WEDNESDAY, 9 JUN 2010
AMP has appointed former ING head of sales Kevin Canning and former authorised rep for Millenium 3 Financial Services to join the group's Queensland operations. Canning joins as regional leader, business development manager, Queensland and Reece Foster ...

Insurance rep banned from fin services

ASIC RELEASE  |  FRIDAY, 5 MAR 2010
Insurance representative Terrence Wayne McDonald has been banned from providing financial services for 10 years following an investigation by ASIC. McDonald, of Portland, Victoria, was banned after ASIC found that he had not complied with financial ...

WA rep banned

MICHELLE BALTAZAR  |  MONDAY, 16 NOV 2009
ASIC has permanently banned Jason William Cox, of St James, Western Australia, from providing financial services. The banning follows Cox being sentenced in January this year to two years and four months jail with parole, for 24 counts of fraud. It ...

US firm launches hedge fund rep ETF

MICHAEL HOBBS  |  FRIDAY, 3 APR 2009
US investors can now access a liquid and transparent hedge fund replication strategy after IndexIQ launched the IQ Hedge Multi-Strategy Tracker ETF on the New York Stock Exchange. The New York based firm's exchange traded fund (ETF) seeks to replicate ...

AdviserLogic launches planner-friendly software

It was more than three years in the making but a former financial planner has collaborated with a tax specialist and a leading IT expert to create a planning software that promises a better IT platform for small to mid-size planning practices. AdviserLogic ...

New INVESCO retail rep completes national coverage

HAMISH MADDEN  |  MONDAY, 5 FEB 2007
INVESCO has appointed a new retail sales representative for Western Australia and South Australia. Tanya Cherrington leaves Perpetual Investments to become INVESCO's new manager retail sales for the Western Australia and South Australia, joining Matthew ...

Former Westpac rep rips off $500k

A former Westpac Banking Corporation representative has received a permanent ban from providing financial services after being found guilty of misappropriating client money worth around half a million dollars. Former Westpac representative, David Jarrett ...
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