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Showing 21 - 30 of 66 results for "Fame"

ASIC bans former NAB, CBA advisers

JAMIE WILLIAMSON  |  THURSDAY, 24 JAN 2019
... it had reason to believe Geappen was not adequately trained or competent to provide financial services nor was he of good fame or character. ASIC determined Geappen failed to act in the best interests of clients; failed to give appropriate advice; and ...

ASIC permanently bans former Apogee adviser

KARREN VERGARA  |  TUESDAY, 18 DEC 2018
... 2012 until 16 October 2017. Apogee revoked the letter of authority in October 2017. ASIC added that Saad "was not of good fame and character." He has the right to lodge an application for review with the Administrative Appeals Tribunal. ASIC said its ...

Chief economist update: ECB bids farewell to QE

BENJAMIN ONG  |  FRIDAY, 14 DEC 2018
... banker. Has anyone ever heard a central banker declare, "the sky is falling" or utter Glum's (of Gulliver's Travels fame) "we're doomed, we'll never make it"? Even ex-Fed chief Ben Bernanke was oozing optimism months (or was it weeks?) ...

SelectingSuper honours super industry leaders

DARREN SNYDER  |  THURSDAY, 22 NOV 2018
... Award. AvSuper won the Members' Choice Award and board member Lawrie Cox was inducted into the SelectingSuper Hall of Fame after being presented with the Industry Service Award. Rainmaker Group executive director of research and compliance Alex Dunnin ...

ASIC issues permanent ban for theft

JAMIE WILLIAMSON  |  THURSDAY, 9 AUG 2018
... services law, saying he is likely to contravene the law again in future. The regulator also decided that Jarman is not of good fame or character. Jarman has the right to have his ban reviewed by way of an appeal to the Administrative Appeals Tribunal ...

Dover AFSL cancelled, McMaster exits industry

JAMIE WILLIAMSON  |  FRIDAY, 29 JUN 2018
... have its licence cancelled. Due to McMaster's significant involvement in this conduct, ASIC stated McMaster is not of good fame and character and is likely to contravene financial services law in future. The regulator has also determined that McMaster ...

Industry fund chief executive retires

HARRISON WORLEY  |  THURSDAY, 17 MAY 2018
... leading search firm appointed to identify the funds' new leader. In 2008 Dwyer was inducted into the SelectingSuper Hall of Fame as winner of the Industry Service Award. First State Super chairman Neil Cochrane highlighted the transformation of the ...

Nick Bolton back on ASIC radar

ALEX BURKE  |  MONDAY, 30 APR 2018
... allegedly acting as a "shadow director" of the company. Nick Bolton was previously Keybridge's managing director. He shot to fame in his mid-20s after his involvement in the Macquarie-backed BrisConnections toll road project. He resigned from Keybridge ...

ASIC bans ex-CBA adviser for five years

KARREN VERGARA  |  THURSDAY, 18 JAN 2018
... ASIC said Alafaci, an authorised representative of Centra Wealth between 2 July 2014 and 11 January 2016, was not of good fame or character. The investigation determined Alafaci acted in his own self-interest and engaged in conduct at the expense of ...

Adviser banned over theft from deceased estate

JAMIE WILLIAMSON  |  FRIDAY, 12 JAN 2018
... regulator. ASIC has permanently banned Robert Pryor Smith of South Australia's West Lakes, deeming him to not be of good fame or character. An investigation by ASIC found that Smith transferred a total of $278,042.58 to bank accounts held in his name ...