Search Results | Showing 21 - 30 of 1179 results for "Audit" |
| | The Financial Services and Credit Panel (FSCP) has slapped a financial adviser with a "registration prohibition order" for being insolvent under administration. Timothy Leslie Anderson's registration as a relevant provider has been revoked from ... |
| | | Almost nine months on from a cyber breach that saw member data taken, the $14 billion super fund will have to contend with additional licence conditions as it looks to remedy "significant deficiencies" in its cyber controls. As first reported by Financial ... |
| | | A financial adviser who failed to act in her clients' best interests by recommending they invest in the Investport scheme she was receiving loans from has seen her two-year ban affirmed by an appeals tribunal. Pamela Anderson was a financial adviser ... |
| | | The Guardians of New Zealand superannuation has appointed an acting chief executive for sovereign wealth fund, the New Zealand Super Fund. Paula Steed, general manager of strategy and shared services, will step in as acting chief executive of the $65 ... |
| | | ... Code of Ethics "did not apply to SMSFs because the relevant provisions appear on their face to be directed to members of an audit team rather than individual auditors." Documents show she also "suggested in cross-examination that her misunderstanding ... |
| | | ... Anti-Money Laundering and Counter-Terrorism Financing Act 2006 and Financial Rules Instrument 2007. According to AUSTRAC, the audit identified non-compliance with the AML/CTF laws. It reflected the regulator's concerns about Gold Corporation's ... |
| | | The Securities and Exchange Commission (SEC) has charged Kraken Crypto Exchange for operating its trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. According to the SEC, Kraken has made hundreds of millions ... |
| | | ... officer. The retirement specialist has been involved with the fund for 11 years, serving as deputy chair and head of the audit committee. In the new role, he will lead a team of about 60 staff across product, sales and partnerships, marketing, and insurance ... |
| | | ... compliance actions in the 2022-23 financial year. During the year, the ATO completed around 14,000 superannuation guarantee (SG) audit cases, coupled with the issuance of 134,000 reminders, which collectively unearthed over $685 million in liabilities ... |
| | | ... oppression of Uyghurs in Xinjiang, and invested in sanctioned nations such as Russia, Iran, and North Korea. According to an audit conducted by opposition senator James Paterson in August, the $200 billion sovereign wealth fund first forayed into Chinese ... |
|