Search Results | Showing 41 - 50 of 1179 results for "Audit" |
| | After ignoring an Australian Financial Complaints Authority (AFCA) determination, which was then escalated to the Federal Court, NextGen Financial Group is now in the process of winding up. WJ & V Drakoulis Super, the trustees of the SMSF that sued ... |
| | | A new study shows that while most local financial services marketers believe compliance teams get in the way of them getting their job done, those same compliance specialists think marketers are just looking for someone else to blame when marketing ... |
| | | ... their best possible retirement outcomes," Kyle said. "Stephanie brings a wealth of experience and expertise in the risk, audit, compliance and finance spaces. I'm delighted she'll be joining the team and working closely with the risk & governance ... |
| | | ... portfolio was conducted to ensure alignment with the helping members achieve their best financial position in retirement. The audit revealed several assets, including the former Kingswood Golf Course site, that no longer met the strategy's criteria ... |
| | | ... non-executive director. Deborah Page joins as a non-executive director on October 3. She also takes on the role of chair of the audit and risk committee. "Despite challenges over the recent past, we have kept a talented team together, improved investment ... |
| | | Australian retail investors are looking for new investment opportunities, with half of respondents looking to increase the scale of their investments in the next year, according to Chartered Accountants Australia and New Zealand (CA ANZ) latest annual ... |
| | | ... their existing superannuation accounts," the FSCP said. Mr. X was forced to engage an independent person to pre-vet and audit the next 10 SoAs that include a recommendation in relation to insurance, and the next 10 SOAs that include a recommendation ... |
| | | ... more than 30 years' experience, most notably serving in ASIC's assessment and intelligence team. Bringing skills in audit, remediation, breach management, and policy enforcement, Sequoia said he will "further enhance our compliance efforts." ... |
| | | The $2.7 trillion managed investment scheme industry is set for a shakeup as a new review is proposing changes that include amending financial thresholds, and liquidity and insolvency requirements. Assistant treasurer Stephen Jones has opened consultations ... |
| | | ... ASIC said. Under the conditions, Shartru must engage an independent consultant to review and make recommendations on its audit processes. The independent consultant must also review a sample of advice, audits, and pre-vets and report on the efficacy ... |
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