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Showing 371 - 380 of 8694 results for "Regulator"

ASX names chief compliance officer

MATTHEW WAI  |  TUESDAY, 11 NOV 2025
ASX has appointed a former APRA general counsel to the role of chief compliance officer, reporting to chief executive Helen Lofthouse. Lucinda McCann is succeeding Daniel Moran, who announced his resignation in July after 15 years at the exchange. McCann ...

ASIC releases new ETP guide amid booming market

KARREN VERGARA  |  MONDAY, 10 NOV 2025
ASIC has released a new regulatory guide for exchange-traded products (ETPs) to help participants comply with their obligations in a booming market. RG 282: Exchange-traded products targets issuers, responsible entities and market operators. In the ...

Super funds a "standout" in risk and compliance hiring: Kaizen

RIDDHIMA TALWANI  |  MONDAY, 10 NOV 2025
Superannuation funds have been a standout driver of governance, risk and compliance (GRC) hiring, according to a report by Kaizen Recruitment. The latest salary guide by the recruitment firm found pockets of resilience and emerging opportunities in ...

HESTA, Vision Super divest Israeli securities

KARREN VERGARA  |  FRIDAY, 7 NOV 2025
... disclosures substantiate this. If no such claim is made, we ensure that the product is not misrepresenting itself." Corporate regulator ASIC has been on the warpath on greenwashing. The most recent examples are HESTA and Prime Super. They are part of ...

Macquarie half-year profit rises to $1.7bn

RIDDHIMA TALWANI  |  FRIDAY, 7 NOV 2025
Macquarie Group has a reported net profit of $1.7 billion in the first half of the financial year to September, up 3% on the same period last year. Assets under management rose by 5% from last year to $959.1 billion in September 2025. Macquarie Asset ...

NRFC invests in brain-computer interface devices

ANGELIQUE MINAS  |  FRIDAY, 7 NOV 2025
The National Reconstruction Fund Corporation (NRFC) has taken a $54 million stake in Australian medical device company Synchron, to support the production of minimally invasive Brain-Computer Interface (BCI) devices. Synchron's Strentrode BCI device ...

ASIC cracks down on adviser CPD failures

ELIZA BAVIN  |  FRIDAY, 7 NOV 2025
... (FSCP) for failing to comply with their continuing professional development (CPD) requirements, ASIC said. The financial regulator convened multiple sitting panels between March and May 2025. The panel decided to give four financial advisers reprimands ...

HESTA pays $40k fine for greenwashing

ELIZA BAVIN  |  THURSDAY, 6 NOV 2025
HESTA has paid $37,560 to comply with two infringement notices issued by ASIC for misleading statements. ASIC alleged the $100 billion super fund made misleading statements in paid advertisements about its commitment to removing carbon emissions investments. ...

Prime Super fined over tobacco exclusion claims

JAMIE WILLIAMSON  |  THURSDAY, 6 NOV 2025
Prime Super paid a penalty of $18,780 after it claimed it "excluded entirely" manufacturers of tobacco products when it had indirect holdings in six companies. ASIC issued an infringement notice to the $8 billion super fund over misleading statements ...

Majority of SMSF establishments based on bad advice: ASIC

KARREN VERGARA  |  THURSDAY, 6 NOV 2025
... without the client also taking on the additional responsibilities, and in some cases additional costs, of an SMSF." The regulator will also be looking to ensure licensees include SMSF suitability factors and additional SMSF considerations within policies ...