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Showing 331 - 340 of 780 results for "Daniel"

Derivatives issuer cops $75m penalty

ELIZA BAVIN  |  MONDAY, 19 OCT 2020
... individual circumstances, and the amount of money available, as each of the companies is now in liquidation. ASIC deputy chair Daniel Crennan said the decision sent a strong message to those who would seek to break the law. "AGM, OTM and Ozifin engaged ...

Man arrested over investment scam

ANNABELLE DICKSON  |  FRIDAY, 16 OCT 2020
... have victims who believe they are making a reputable investment, only to lose a lot of money," she said. ASIC deputy chair Daniel Crennan said because of the pandemic, many people are experiencing financial stress and can be susceptible to scams. "ASIC ...

Wingate adds to property platform

ELIZA BAVIN  |  FRIDAY, 16 OCT 2020
... bolstered its property team with the appointment of a new head of direct property, building on its property platform business. Daniel Farley is set to take on the position of head of direct property, broadening the leadership of the Wingate Property ...

Adviser sentenced to eight years' prison

ELIZABETH MCARTHUR  |  FRIDAY, 9 OCT 2020
... included unsophisticated investors and intellectually disabled consumers whom he deliberately targeted," ASIC deputy chair Daniel Crennan said. "These vulnerable clients placed their trust in Mr Dick and relied heavily on him to manage their finances. ...

Ratings house launches

KARREN VERGARA  |  THURSDAY, 8 OCT 2020
... in the near future. The fledgling research house, which has four commissioned research reports in the works, is led by Daniel Liptak and Mark Wist. Liptak is the chief operating officer of Arbitrium Capital Partners and founder of Arkaba Advisors, and ...

Effects of ERS not so bad: Grattan

ELIZA BAVIN  |  THURSDAY, 8 OCT 2020
Despite over $34 billion being removed from the super system, the Grattan Institute is sticking to its guns that the effects of the Early Release of Super scheme will not have too great of an impact on retirement outcomes. Speaking at the digital Morningstar ...

ANZ fined $10m

ELIZABETH MCARTHUR  |  FRIDAY, 2 OCT 2020
... particular fees. ASIC, through its Office of Enforcement, has held ANZ to account for this conduct," ASIC deputy chair Daniel Crennan said. "ASIC acknowledges the cooperative approach taken by ANZ to this litigation, which allowed the matter to be efficiently ...

New boutique strikes partnership

KANIKA SOOD  |  THURSDAY, 1 OCT 2020
... investment analyst is teaming up with Sydney's LSL Partners under a revenue share arrangement. Coterie Capital was formed by Daniel Pi, who worked on Ellerston's investment team. It is starting with an advisory offering for clients looking to deploy ...

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... unacceptable and they are no longer with the firm," J.P. Morgan Chase and chief executive of its corporate and investment bank Daniel Pinto said. "We appreciate that the considerable resources we've dedicated to internal controls was recognised by ...

Netwealth appoints international custodian

KANIKA SOOD  |  TUESDAY, 29 SEP 2020
... Magellan Financial Group]. Our international access is unparalleled in the Australian market," Citi Australia head of equities Daniel Young said. Citi is the third largest custodian locally with $561.5 billion in total assets under custody for Australian ...