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Showing 321 - 330 of 674 results for "Lodge"

Ripoll to help victims of rogue advice

JAMIE WILLIAMSON  |  MONDAY, 14 AUG 2017
... Service's free complaints service having been established to help people recover losses, a certain level of skill is required to lodge and manage a successful case via FOS and not everyone can or wants to do that. "I am aware of just how devastating ...

MLC Life launches group insurance platform

JAMIE WILLIAMSON  |  TUESDAY, 25 JUL 2017
... digital transformation, the new LifeView platform allows members to apply for and increase the level of their cover online and lodge and track claims, while trustees and administrators can view real time data and analysis of their funds' claims experience. ...

Aussie hedge fund seeking $300m for retail IPO

ALEX BURKE  |  THURSDAY, 20 JUL 2017
A $1.1 billion Australian hedge fund manager with offices in Sydney and New York is looking to diversify its investor base with the launch of a listed investment company. VGI Partners is looking to raise $300 million, with a possible further $100 million ...

ASIC cancels AFSL, bans former executives and fund managers

JAMIE WILLIAMSON  |  TUESDAY, 30 MAY 2017
... make a market in foreign exchange contracts and derivatives products to wholesale clients. ASIC found Gallop had failed to lodge financial statements, audit reports and breach reports on time as well as notify change of control and provide notification ...

Treasury responds to ABA derision over bank levy

JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
Secretary to the Treasury has shot down claims from the Australian Bankers' Association that the proposed bank levy disregards Government best practice guidelines. In a submission to Treasury lodged on Monday, ABA chief executive Anna Bligh claimed ...

ATO pushes back SMSF returns deadline

KARREN VERGARA  |  MONDAY, 15 MAY 2017
... relief, they need to ensure that they make that choice in the CGT schedule to the 2016-17 fund tax return and that they lodge it on time," he said. SMSF Association chief executive John Maroney said the ATO's flexible approach acknowledges this is "a ...

Henry Morgan creates new global LIC

ALEX BURKE  |  FRIDAY, 12 MAY 2017
Henry Morgan's investment manager, John Bridgeman, will launch a new global equities listed investment company following the successful oversubscription of another LIC last month. The new LIC, William Kidd Ltd, will be based on a global equities fund ...

Unlicensed financial services' provider convicted

EMMA RAPAPORT  |  WEDNESDAY, 3 MAY 2017
A Melbourne man has pleaded guilty in the Magistrates Court to one count of operating a financial services business without a licence. Grant Thorsby Ross (also known as David Thorsby Ross), the former sole director of both Motabank and Multimedia Marketing ...

Poor compliance sees AFSL suspended

JAMIE WILLIAMSON  |  MONDAY, 1 MAY 2017
... decided the group had failed to establish and maintain compliance measures to ensure it complied with financial services laws; lodge its financial reports within the required timeframe; maintain the competence to provide the financial service under its ...

ASIC cancels responsible entity AFSL

EMMA RAPAPORT  |  WEDNESDAY, 12 APR 2017
... ASIC found that DD&D Securities failed to: maintain membership with an external dispute resolution scheme approved by ASIC; lodge its financial reports within the required timeframe; lodge compliance plan audits for the managed investment scheme it operates ...