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Showing 331 - 340 of 674 results for "Lodge"

Hunter Hall LIC chair ousted

ALEX BURKE  |  FRIDAY, 7 APR 2017
The chair of Hunter Hall Global Value (HHV) has been removed from the board following a tense extraordinary general meeting yesterday. In February, Wilson Asset Management chair Geoff Wilson lodged a requisition of shareholdings meeting to remove HHV's ...

ASIC cancels suspended AFSL

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
... Insurance Broking for failing to comply with legal obligations and licence conditions. The regulator found the company failed to lodge annual financial statements and auditor's reports for the financial years ending 30 June 2014, and 30 June 2015. Rural ...

ASIC cancels AFSL licences

EMMA RAPAPORT  |  MONDAY, 27 MAR 2017
... from conducting a financial services business in Australia. In particular, ASIC has found that the two licensees failed to: Lodge annual financial statements and auditor's reports; and Maintain membership with an external dispute resolution (EDR) scheme ...

Prospectus lodged for ethically screened LIC

EMMA RAPAPORT  |  MONDAY, 13 MAR 2017
Morphic Ethical Equities Fund Limited, the first ethically screened global equity listed investment company in over a decade, is undertaking an initial public offering of ordinary shares after lodging its prospectus with ASIC. The company, which provides ...

Fox warns against direct life insurance again

KARREN VERGARA  |  FRIDAY, 3 MAR 2017
Consumers who purchase direct life insurance are at risk when it comes to claim time, the head of the Association of Financial Advisers warns. Buying life insurance over the phone or online should set off alarm bells - it means the policy has not been ...

ASIC bans Melbourne insurance broker

EMMA RAPAPORT  |  FRIDAY, 24 FEB 2017
... policies without authorisation; and Failed to comply with the requirement that a person who is licenced with an AFS license lodge an annual auditor's report and financial statements with ASIC. Deputy chairman Peter Kell reassured the public that ASIC ...

Contango AM launches growth LIC

EMMA RAPAPORT  |  FRIDAY, 10 FEB 2017
Contango Asset Management will launch Contango Global Growth Limited, an ASX listed investment company actively investing in a portfolio of global listed securities. The global equities specialist fund manager, with approximately A$21.1 billion in assets ...

Wilson lodges to scrap Hunter Hall LIC board

ALEX BURKE  |  FRIDAY, 3 FEB 2017
Wilson Asset Management chair Geoff Wilson will lodge a requisition of shareholders meeting to remove the current Hunter Hall Global Value board and appoint three new independent directors. The proposed directors are corporate lawyer Kym Evans, Affinity ...

ASIC targets NAB super after compliance breakdown

ALEX BURKE  |  THURSDAY, 2 FEB 2017
The trustee of Australia's largest retail super fund, the MLC Super Fund, will appoint an independent expert to review compliance breaches following an ASIC investigation. ASIC initially made enquiries into breach reports lodged by NAB wealth entities ...

Sydney firm sees AFSL cancelled

EMMA RAPAPORT  |  WEDNESDAY, 18 JAN 2017
... ASIC cancelled the Australian Financial Services Licence of Sydney based insurance company Core Insurance for failing to lodge financial statements and auditor reports for two years. Core Insurance, which trades as Ferme, has held its AFSL since October ...