Search Results | Showing 321 - 330 of 881 results for "Australian Financial Services" |
| | | The Australian Securities and Investment Commission has confirmed systemic failures at 21 Australian Financial Services Licensees in providing ongoing advice services to clients. Identified in ASIC's 'Financial advice: Fees for no service' report, the ... |
| | | | ... manager at Total Financial Solutions. Prior to that, he was a regional manager for NSW and ACT at Australian Financial Services. He has also held roles at AMP, Financial Recruitment Group, Asgard, Bridges, ING Australia, Citibank and Mercantile Mutual. ... |
| | | | ... ASIC investigation into the collapse of Equititrust, which is in liquidation. Equititrust held an Australian financial services licence and was the responsible entity of Equititrust Income Fund (EIF) and the Equititrust Priority Class Income Fund (EPCIF). ... |
| | | | ... in dishonest conduct with investor funds. Nakhl was employed as an authorised representative of Australian Financial Services Limited, now in liquidation, from March 2009 to March 2011 and was most recently the sole director of SydFA, also now in liquidation ... |
| | | | ... addition for IRESS in Australia. It strongly complements our existing capabilities and focus in Australian financial services, trading and funds management technology, wealth management and advice. It is also in line with our growth strategy. "IRESS ... |
| | | | ... in Australia. However, neither Capital Alternatives, Velvet Assets nor Woodcock were holders of Australian financial services licenses (AFSL) and were also not authorized representatives of a licensee. Following an investigation ASIC found: A number ... |
| | | | ASIC recently cancelled the Australian financial services licence of Brisbane-based education and training business, The Sharemarket College. ASIC said the Sharemarket College failed to comply with a number of its obligations as a financial services ... |
| | | | ... assurance required by the market. "For starters, robo advisers targeted directly to consumers need an Australian Financial Services Licence, whereas an enterprise digital advice platform is designed for use by financial institutions that already have ... |
| | | | ... preservation and liquidity. The launch of the two funds coincides with Evolution Trustees receiving an Australian financial services licence, authorising it to operate registered and unregistered managed investment schemes, to act as a Managed Investment ... |
| | | | ... of major growth for the Company. She is a step towards the future." This isn't the first time an Australian financial services company has looked to the company behind the world's most widely used search engine for expertise. Back in March ANZ hired ... |
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