Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 301 - 310 of 885 results for "Australian Financial Services"

Private wealth specialist appoints chief executive

ALEX BURKE  |  THURSDAY, 11 MAY 2017
... and a principal at Mercer. Murray's new role will see him oversee Sterling's transition to its own Australian financial services licence from Magnitude. He said this would enable the firm to "build on a history of success and to position the organisation ...

Unlicensed financial services' provider convicted

EMMA RAPAPORT  |  WEDNESDAY, 3 MAY 2017
... Ross back to the trustees of the SMSF in their personal capacity. Ross had never been granted an Australian Financial Services Licence or an Australian Credit Licence and has never been an authorised representative of a licensee. He was convicted on ...

Legalsuper awards global equities mandate

ALEX BURKE  |  WEDNESDAY, 26 APR 2017
... Bramley described Australia as a "key market" for GQG. The firm itself is exempt from holding an Australian financial services licence when providing financial services to wholesale Australian investors as it is regulated by the Securities and Exchange ...

ASIC cancels suspended AFSL

EMMA RAPAPORT  |  THURSDAY, 6 APR 2017
ASIC has cancelled the Australian financial services licence of Parramatta-based company Rural & General Insurance Broking for failing to comply with legal obligations and licence conditions. The regulator found the company failed to lodge annual financial ...

Korea scopes out Aussie asset management market

JAMIE WILLIAMSON  |  WEDNESDAY, 5 APR 2017
... funds under management in Australia come from overseas sources, so there is enormous scope for the Australian financial services sector to grow its business by managing Asia's wealth," Hwang added. The Asia Region Funds Passport aims to facilitate cross ...

ASIC cancels AFSL licences

EMMA RAPAPORT  |  MONDAY, 27 MAR 2017
ASIC cancelled the Australian financial services licenses of two financial services companies for failure to comply with a number of key obligations. Rebate Financial Services, a Melbourne-based licensed securities dealer, and Capstone Capital, a Perth-based ...

ASIC permanently bans Queensland adviser

KARREN VERGARA  |  THURSDAY, 23 MAR 2017
... for a review of ASIC's decision. Separately, ASIC cancelled fund manager Aquaint Capital Limited's Australian Financial Services Licence on 28 February. The company was placed into liquidation in September last year and was the responsible entity for ...

Estate agents to become RG146 certified

JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
... pointing to an opportunity for Australia's dealer groups as agents would require authorisation by an Australian Financial Services licensee or to obtain a license themselves. According to a statement from REIA, it first engaged the IPA around the designing ...

RBC secures custody mandate

DARREN SNYDER  |  WEDNESDAY, 8 MAR 2017
... RBC Investor and Treasury Services won the custody and administration mandate for a diversified Australian financial services provider with more than $1.25 billion in funds under management. The investor and treasury services arm of the Royal Bank of ...

We have made mistakes: CBA

KARREN VERGARA  |  TUESDAY, 7 MAR 2017
... established by the end of 2017. This aims to provide details on the overall quality of the industry, and Australian Financial Services Licence (AFSL) holders' misconduct and consequences of guilty misconduct in providing financial advice. Elliott also ...