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Showing 311 - 320 of 356 results for "Supreme Court"

Unlicensed managed investment schemes to be wound up

The Supreme Court of Queensland has appointed insolvency specialists Sims Partners to wind up Atlantic 3 Financial (Aust) Pty Ltd. Atlantic 3 earlier had been placed in interim receivership, following action launched by the Australian Securities and ...

New twist in AMC saga

... Exchange (ASX) and recipients of the offer of the terms of the undertakings. In a hearing before the Queensland Supreme Court, ASIC alleged the offer amounted to a financial service, but neither Nimbus nor Mr Daw was appropriately licensed. ASIC also ...

FOGI director charged with 21 criminal offences

... matter to February 2004 and Mr Walker's bail was extended. On 18 February 2002, ASIC successfully applied to the Supreme Court of New South Wales to wind up FOGI and the Australia Fund Ltd, of which FOGI was the major shareholder. ASIC had previously ...

Robert Orehek receives eight-year managing ban

The Supreme Court of New South Wales has made orders banning Robert John Orehek from managing corporations for a period of eight years, following an application by the Australian Securities and Investments Commission (ASIC). Mr Orehek consented to these ...

Jodee Rich terminates family law agreement

AAP  |  THURSDAY, 13 NOV 2003
... had terminated a Family Law Agreement between himself and his wife Maxine, which was to be the subject of a NSW Supreme Court challenge later this month. The Australian Securities & Investments Commission (ASIC) has initiated legal proceedings in the ...

ASIC bans Darling Point financial adviser

... holding client funds and from holding shares on behalf of clients. AIF's dealers licence was suspended by order of the Supreme Court on 30 October 2001. ASIC found that Mr Lloyd-Cocks had caused AIF, in whole or in part, to breach various conditions ...

ASIC moves to restrain Aloe project financiers

The Australian Securities & Investments Commission (ASIC) has commenced proceedings in the Supreme Court of Queensland to restrain Export Growth Finance Pty Ltd (EGF) from pursuing demands issued to investors who invested in the Australian Aloe Ltd ...

ANZ launches proceedings over NHB insurance recovery

ANZ has issued proceedings in the Victorian Supreme Court regarding ANZ's $130 million insurance claim, consequent upon settlement in January 2002 of its former subsidiary Grindlays Bank's 1992 dispute with India's National Housing Bank (NHB). The proceedings ...

Petroulias to stand trail after appear decision

AAP  |  FRIDAY, 3 OCT 2003
... each plan sold, with payments made into a Hong Kong bank. On 3 March this year, after his lawyers appealed, NSW Supreme Court Justice Carolyn Simpson quashed the charge against Petroulias and ordered the federal government pay his costs for the committal ...

Advisors in Australia must hold license: ASIC

A Supreme Court order today requires those operating financial services business from Australia must hold an Australian Financial Services (AFS) License, even if their services are provided to clients outside of Australia. The order comes after an ASIC ...