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Showing 301 - 310 of 6690 results for "securities"

ASX listings dwindle as companies abandon public markets

ANDREW MCKEAN  |  FRIDAY, 11 OCT 2024
The number of publicly listed companies on the Australian Securities Exchange (ASX) has plummeted over the past year, according to its latest monthly activity report. The ASX saw a decrease of nearly 100 listings over the past year, signalling reduced ...

AustralianSuper updates deceased members' investments

KARREN VERGARA  |  WEDNESDAY, 9 OCT 2024
... potentially be delayed if there are dividends due but not yet paid, pending corporate actions, or restricted or suspended securities on the account. "While the Cash investment option is designed to have stable returns and has a 'very low' short-term ...

Vale Todd Guyot

MATTHEW WAI  |  WEDNESDAY, 9 OCT 2024
... Buckeridge and Young. He was also the founding partner and managing director of small companies specialist Foresight Securities. He assumed the role of head of growth and smaller companies for Moelis Australia after Foresight acquired it in 2010, before ...

RQI Investors promotes three staffers

ELIZABETH FRY  |  TUESDAY, 8 OCT 2024
... Scott was a director of applied research at Axioma and spent 18 years at Macquarie Bank as a senior analyst within the securities business. "These promotions reflect the growth we have experienced as a business and team over the last five years," said ...

FCX granted 'historic' market licence by ASIC, RBA

ANDREW MCKEAN  |  TUESDAY, 8 OCT 2024
... Settlement Facility Licence by ASIC and the Reserve Bank of Australia (RBA). The licences enable the FCX Market to trade securities in private and unlisted public companies and interests in managed investment schemes, creating the world's only distributed ...

GQG breaches SEC whistleblower protection laws

KARREN VERGARA  |  FRIDAY, 27 SEP 2024
GQG Partners was hit with a US$500,000 fine by the US Securities and Exchange Commission (SEC) for violating whistleblower protection laws via the use of non-disclosure agreements (NDAs). The watchdog found NDAs the fund manager entered with 12 potential ...

Schroders launches high yield credit strategy

MATTHEW WAI  |  FRIDAY, 27 SEP 2024
... investment of $5000. "The targeted result of this strategy is a diversified portfolio of investment-grade rated credit securities with the potential to deliver consistent returns above cash and term deposits but with lower volatility than equities," ...

Industry funds dominate ASX

ANDREW MCKEAN  |  WEDNESDAY, 25 SEP 2024
... largest industry superannuation funds hold a substantial portion of the entire market capitalisation of the Australian Securities Exchange (ASX). The "big eight" industry funds - AustralianSuper, Australian Retirement Trust (ART), Aware Super, UniSuper ...

The University of Sydney Endowment Fund taps new custodian

ANDREW MCKEAN  |  WEDNESDAY, 25 SEP 2024
... Sydney Endowment Fund chief investment officer - investment and capital management - Miles Collins said BNP Paribas' Securities Services business - which has US$ 13.9 trillion in assets under custody - was selected due to its positive cultural fit, the ...

ASIC slaps Macquarie with record $5m fine

KARREN VERGARA  |  WEDNESDAY, 25 SEP 2024
... markets globally stemming from supply issues and the Russia-Ukraine war. This year alone, the MDP fined J.P. Morgan Securities Australia $775,000 for its failure to moderate suspicious orders in the ASX 24 wheat futures market. In July, ASIC commenced ...